Global Relay

We're proud to announce that Global Relay has been named a Leader in the 2025 Gartner® Magic Quadrant™ for Digital Communications Governance and Archiving Solutions. Download the full report to learn more about our recognition and how we believe it reflects the strengths of Global Relay's solutions for information archiving: https://ow.ly/OaTO50UFp0V

In an article for the Financial Reporter, our Director of Regulatory Intelligence, Rob Mason speaks on how non-financial misconduct (NFM) is becoming a significant challenge for the financial services industry, in the same way that financial misconduct has always been. The #FCA has made NFM a priority, highlighted by a recent "Dear CEO" letter from the regulator to senior executives at wholesale brokerages, and a survey revealing over 2,300 reported incidents across 1,000 firms. FCA leadership stresses that workplace culture influences financial outcomes and expects firms to enforce compliance through proper controls. To address NFM, firms must actively shape culture through clear policies, training, and enforcement mechanisms. Training should define unacceptable behaviors using real-world examples and look to ensure employees understand that misconduct will be detected and addressed. Mason concludes that not only are effective surveillance and risk identification frameworks crucial for detecting and preventing NFM, but also that “action needs to come both from the top down and the bottom up.” Read the full article here: https://ow.ly/fyWs50Vqgsk

The latest edition of The Conduct Chronicles with Emma Parry explores the importance of "tone from the top" in facilitating a compliant culture. Parry explains that in order to maintain culture, there is a need for continuous effort and investment in this area. Learn more about setting a good "tone from the top" here: https://ow.ly/lxM550VnbjJ

Happy National AI Literacy Day! As AI continues to shape the way we monitor business communications, understanding exactly what it is and how it impacts regulatory compliance is more important than ever. Read our newly-released State of AI in Surveillance Report to explore the latest trends, challenges, and opportunities presented by AI innovation in communications surveillance. https://ow.ly/TrfP50VpVKQ #AILiteracyDay

We're wrapping up this #WomensHistoryMonth by celebrating the incredible women of Global Relay, particularly those in our New York and Vancouver offices. These leaders, innovators, and trailblazers make an impact every day, navigating male-dominated industries and driving change in tech and compliance. Their stories inspire us to keep pushing for equity and empowerment. By recognizing their journeys, not just this month but every day, we can break down barriers to women's progression, and build a future where everyone has the opportunity to thrive. Join us in amplifying these important conversations. #IWD2024 #womenintech #AccelerateAction

With the #FCA confirming that it won't move forward with controversial proposals to "name and shame" firms under #regulatory investigation, what does this mean for the future of U.K. regulation? https://ow.ly/iRS250Vi7Xq

It's day three at SIFMA’s C&L Annual Seminar, and our Vice President of Compliance Supervision, Donald McElligott, along with Executive Vice President, Compliance, Chip Jones, and our Vice President of Sales, Chris Hartley, just hosted a Lunch and Learn session on the challenges of maintaining #recordkeeping and retention compliance across proliferating communication platforms. 💡Our team gave a demonstration of Global Relay's AI-enabled surveillance capabilities and reinforced the growing need for efficient and robust comms capture solutions as regulatory expectations change. If you want to continue the conversation and learn more, come join us at booth #302!

It’s day two of #Legalweek2025, and we’ve gained some fantastic insights from the lineup of speakers and sessions. With keynotes on AI and legal innovation concluded, we’re eager to join conversations on cross-departmental data governance and strategic AI implementation, areas where Global Relay’s unified platform excels in breaking down information silos and integrating AI technology to encourage collaboration between teams. Make sure to stop by booth #1321 to learn more about how we’re driving change in legal compliance!

With the #SEC putting together a dedicated #crypto task force and suspending court cases against #cryptocurrency exchanges, is this the end of the "regulation by enforcement" era? https://ow.ly/eT7750VgtYh

AI is reshaping surveillance, but how far have regulated firms actually come? Our latest report reveals that 31% of firms are already using AI, or plan to implement it within the next year—while others remain hesitant. What’s driving adoption, and what’s holding it back? 🔍Find out in our State of AI in Surveillance Report: https://ow.ly/yIq050VnUA9