BRP Bizzozero & Partners SA

#BRP #REGORA #Training #Webinar #SAQ #Brazil #Recertification #CrossBorder #Compliance #Tax #Overview #Finders #BusinessIntroducers #EAMs BRP Tax SA This training covers the regulatory framework for financial activities towards Brazil from a third country including Brazil’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with third parties (finders, business introducers and EAMs)

#BRP #REGORA #Training #Webinar #Recertification #SAQ #SaudiArabia #Compliance #CrossBorder 👩🎓 This training covers the regulatory framework for financial activities towards Saudi Arabia from a third country including Saudi Arabia’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services and cooperation with third parties (finders, business introducers and EAMs)

#BRPSA #REGORA #Training #inPerson #inGerman #switzerland #FINMA #compliance #saq Am 15. Mai 2024 eröffnete die FINMA eine Anhörung zu einem neuen Rundschreiben, das ausgewählte Aspekte der Verhaltenspflichten nach FIDLEG/FIDLEV präzisiert. Es richtet sich an die von der FINMA oder einer Aufsichtsorganisation beaufsichtigten Finanzdienstleister und präzisiert insbesondere, "wie gegenüber Kundinnen und Kunden Transparenz zu schaffen ist, damit diese ihre Anlageentscheide in Kenntnis der Sachlage treffen können". Unser Seminar gibt einen Überblick über die geplanten Regelungen und bietet anhand von Praxisfällen Gelegenheit, sich darüber auszutauschen.

#BRPSA #CSVN #training #event #CDB20 #compliance #crossborder #saq Riconosciuto per la ricertificazione SAQ In collaborazione con Centro Studi Villa Negroni, il BRP propone un appuntamento di formazione dedicato alla discussione di casi pratici relativi alla CDB20. La formazione ha lo scopo di fornire ai partecipanti le conoscenze necessarie per poter individuare i rischi insiti nel processo di identificazione, verifica e accertamento nelle diverse fasi di controllo, secondo la Convenzione relativa all’obbligo di diligenza delle banche e la relativa prassi della Commissione di sorveglianza. Con questo obiettivo quindi, nel corso del workshop verrà proposta una selezione di casi pratici che favoriranno la discussione e lo scambio tra partecipanti e docenti, facendo particolare riferimento alla recente evoluzione giurisprudenziale.

La distribuzione di #prodottifinanziari è un’attività di forte attualità e di elevata complessità a causa dell’evoluzione normativa e delle numerose regole che intervengono. La presente iniziativa formativa analizzerà pertanto la legislazione di riferimento (svizzera ed europea) permettendo, tramite rimandi agli aspetti operativi, di ottenerne una panoramica completa. Ringraziamo i docenti che interverranno Marzia Laura Martinoli Sascha Benzoni Patrick Genazzi Approfitta dello sconto Early Booking fino al 29 ottobre: https://lnkd.in/eHNVczmV

Durante il pomeriggio della giornata di ieri abbiamo concluso con successo la seconda giornata formativa del “Bank Governance Program - Board Academy”, progetto nato in collaborazione con Associazione Bancaria Ticinese - ABT e BRP Bizzozero & Partners SA. Negli incontri sono esposti ai membri di consigli di amministrazione del settore bancario le tematiche di rilevanza per le condizioni #prudenziali poste in particolare dall’autorità di sorveglianza FINMA, in relazione ai requisiti di #corporategovernance di responsabilità dell’Alta Direzione. Grazie all’intervento di Alessandro Bizzozero, Partner at BRP Bizzozero & Partners SA, e a tutti i partecipanti. Franco Citterio Alberto Petruzzella Tamara Erez Donatella Favalli Sandro Foiada Enea Petrini Vito Monte Gabriele Corte Luca Allidi Claudia Viscardi Galli Giulio Zarattini Marco Passalia Marialuisa Parodi Aostalli Marco Compagnino massimiliano nannetti Scopri il programma dettagliato e i prossimi appuntamenti qui: https://lnkd.in/eDZnu7Cz

#BRP BRP Tax SA #REGORA #Webinar #TrusteeActivities #CrossBorderLimits SAQ #Recertification The purpose of the course is to explain the limits to be respected in the cross-border offering of services by Trustee companies. We will highlight the duty to correctly frame the foreign regulations that apply to the activity in question and explain why it is necessary to also take into consideration the notions of fiduciary activity, wealth planning and real estate brokerage. The second part of the course will focus on tax rules, particularly anti-avoidance rules

#BRP #REGORA #Training #Webinar #inFrench #inEnglish #LPD #FDPA - 𝐓𝐖𝐎 𝐖𝐄𝐁𝐈𝐍𝐀𝐑𝐒 - in French (2024.11.05 de 10h30 à 12h) / in English (2024.11.06 from 10:30am to 12:00pm) L𝓮𝓼 𝓶𝓮𝓼𝓾𝓻𝓮𝓼 𝓪𝓭𝓶𝓲𝓷𝓲𝓼𝓽𝓻𝓪𝓽𝓲𝓿𝓮𝓼, 𝓼𝓪𝓷𝓬𝓽𝓲𝓸𝓷𝓼 𝓮𝓽 𝓹𝓵𝓪𝓲𝓷𝓽𝓮𝓼 𝓼𝓮𝓵𝓸𝓷 𝓵𝓪 𝓛𝓟𝓓 : L’objectif de cette formation est de montrer comment les violations à la LPD sont instruites et jugées par les autorités fédérales et judiciaires. Nous couvrirons les types d’atteintes et les motifs justificatifs permettant le traitement des données personnelles en toute légalité. Ensuite nous détaillerons les compétences du Préposé fédéral à la protection des données et les mesures qu’il est habilité à prendre. Enfin, nous couvrirons les diverses actions civiles et pénales prévues par la loi. La formation sera construite sur un exercice fictif _______________ M𝓮𝓪𝓼𝓾𝓻𝓮𝓼, 𝓢𝓪𝓷𝓬𝓽𝓲𝓸𝓷𝓼 𝓪𝓷𝓭 𝓒𝓵𝓪𝓲𝓶𝓼 𝓾𝓷𝓭𝓮𝓻 𝓽𝓱𝓮 𝓕𝓮𝓭𝓮𝓻𝓪𝓵 𝓓𝓪𝓽𝓪 𝓟𝓻𝓸𝓽𝓮𝓬𝓽𝓲𝓸𝓷 𝓐𝓬𝓽: The aim of this training is to show how breaches of the FADP are investigated and ruled by the federal and judicial authorities. We will cover the types of violations and the justifications for processing personal data lawfully. We will then detail the powers of the Federal Data Protection Commissioner and the measures the Commissioner is empowered to take. Finally, we will cover the various civil and criminal actions provided for by the law. The training will be based on a fictitious exercise

#BRPSA #REGORA #Training #webinar #inGerman #switzerland #compliance #saq Mit dem Inkrafttreten des Finanzdienstleistungsgesetzes haben sich die Praktiker in erster Linie auf die verwaltungsrechtlichen Aspekte der Erbringung von Vermögensverwaltungs- und Anlageberatungsdiensten konzentriert. Ziel dieser Schulung ist es, auch den zivilrechtlichen Aspekten, die die beiden genannten Finanzdienstleistungen betreffen, Raum zu geben und die wichtigsten Quellen der zivilrechtlichen Haftung des Vermögensverwalters im Lichte der Rechtsprechung des Bundesgerichts zu veranschaulichen.   Die Präsentation wird von praktischen Fällen begleitet, die es ermöglichen, die vorgestellten Konzepte anzuwenden und eine Interaktion mit den Teilnehmern zu ermöglichen.   Im zweiten Teil der Schulung werden mögliche Faktoren zur Minderung des Haftungsrisikos für den Vermögensverwalter analysiert, wobei ein pragmatischer Ansatz verfolgt wird, um konkrete Vorschläge zu unterbreiten.

This training covers the regulatory framework for financial activities towards Singapore from a third country including Singapore’s cross-border rules governing financial promotion and advertising relating to banking and investment services, negotiation of financial services agreements, provision of banking and investment services, cooperation with third parties (finders, business introducers and EAMs) and tax aspects for investment purposes #BRP #BRPTax #REGORA #Training #SAQ #TaxAspects #ThirdParties #Compliance #Recertification