Compliance Officer (Entry Level)

FundPark is a fintech platform specialising in financing solutions for e-Commerce SME businesses. We believe that they are the backbone of the economy as they drive innovation and competition, create jobs, and contribute to economic groth. Unfortunately, traditional financial institutions often fail to serve their unique needs, leaving them without access to the working capital they need to grow and succeed.

At FundPark, we're here to change that. Powered by our proprietary credit model, cutting-edge technology, and real-time data, we provide efficient, effective, and flexible funding solutions specifically designed for e-Commerce SMEs to grow their businesses and take advantage of new opportunities as they arise. Our loan disbursement has already crossed $2 billion, helping over 18,000 e-Commerce SMEs to grow since inception.

About the Role:

As a Compliance Officer at FundPark, you will play a crucial role in ensuring that our operations adhere to relevant laws, regulations, and industry standards. You will be responsible for supporting the implementation of compliance programs, conducting compliance reviews, and assisting in the resolution of compliance-related issues to mitigate regulatory risks and maintain a strong compliance culture within the organization. Your expertise and attention to detail will help us maintain the highest standards of integrity and protect the interests of our clients, partners, and stakeholders. Embrace this professional adventure and unlock your potential as a valued Compliance Officer!

What you need to do:

• Maintain Compliance and Governance Framework: Reporting to and assisting the Compliance Manager under Legal & Compliance Division of Credit and Risk Department to establish and maintain compliance and governance framework within the Company
• AML Risk Review: Review AML risk on new clients onboarding , trigger event and periodic review cases
• Policy Review and Update: Review and update compliance-related policies to ensure due diligence and other corporate and internal policies and procedures are kept abreast with the latest legal, regulatory and licensing requirements
• Compliance Training: Organize and deliver compliance training to keep all staff updated with the latest compliance, regulatory and licensing requirements (including anti-money laundering and sanctions)
• Document Review and Collaboration: Review compliance-related documents and work with other business functions on the development of new products and programs
• Marketing Materials Approval: Assist to review and approve the marketing materials and provide recommendation to various departments
• Internal Event Reviews and Analysis: Assist in internal event reviews and analyse the root causes to address control weaknesses and monitor the remedial action progress
  
  
  

Requirements

• Possess a strong academic background with university degree or above in Legal, Finance, Business, Accounting or related discipline
• 1 to 3 years of related experience in the banking or financial service industry
• Solid knowledge in compliance and legal framework, preferably related to commercial lending, trade finance and financial services
• Able to work independently and self-motivated, proactive, detail-minded and target-oriented
• A good team player and able to work with different business functions
• Good communication and interpersonal and able to illustrate compliance requirements
• Good command in spoken & written English and Chinese (Cantonese and Mandarin)
  
  
  

Why FundPark

• Collaborate with a cohesive group of young entrepreneurs working towards peak performance
• Led and inspired by a team of experienced and visionary industry leaders
• An exclusive opportunity to be our part owner and share in the Company's growth and success through participating in our Employee Stock Option Plan
• Join us at this exciting scale-up stage for ample development and career growth opportunities
  
  
  

Benefits

Dental insurance, Medical insurance, Five-day work week