Read our latest thought leadership piece 'Managing PEP Risks: Understanding Recent Regulatory Changes and FCA Guidance Updates' on the fscom website. In this latest article, the fscom team explores the recent amendments to regulations and the FCA's proposed updates to guidance, and how these impact on how firms should manage their relationships with PEPs. Read the full article here: https://hubs.ly/Q02MTcn60 #FCA #PEPs #MLRs #Compliance #Article #fscom
fscom
Financial Services
Belfast, Northern Ireland 7,195 followers
Award winning specialist consulting firm providing governance, risk and compliance solutions to financial services firms
About us
fscom is one of the premier specialist consulting firms providing governance, risk, and compliance solutions to financial services institutions in the UK and Ireland. Specialising in payments and e-money, crypto, asset and fund management and trading and broking, our deep domain experts have harvested unique regulatory insight, enabling them to translate complex regulations into meaningful, practical steps. As a result, our clients can make real time commercial decisions quickly and successfully. Working with fscom, you will benefit from our multi-disciplinary services across financial services regulation, including audit, authorisation, financial crime, technology risk, investment management and regulatory due diligence. You will deal with our senior experts who will play a direct role throughout the duration of your project, working with you to proactively identify areas for improvement and ensure outstanding client service.
- Website
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http://www.fscom.co
External link for fscom
- Industry
- Financial Services
- Company size
- 11-50 employees
- Headquarters
- Belfast, Northern Ireland
- Type
- Privately Held
- Founded
- 2011
- Specialties
- Compliance Audits, Compliance Advisory, Training, Regulatory Permissions, Assurance, E-money, Payment services, Investment firms, FinTech, FCA authorisations, IT&InfoSec, Cyber Resilience, Operational Resilience, Asset managers, Fund managers, Consumer Duty, Cyber Security, Regulatory Due Diligence, Regulatory Interventions, Risk Assessments, Consumer credit, Interim Roles, Safeguarding, Wind Down Planning, Business Wide Risk Assessments, FCA Authorisations, CBI Authorisations, Financial Crime, and AML/CTF
Locations
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Primary
Longbridge House
24 Waring Street
Belfast, Northern Ireland BT1 2DX, GB
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1 Ropemaker Street
Citypoint
London, England EC2Y 9HT, GB
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Sir John Rogerson’s Quay
Suite 5257
Dublin, Ireland Dublin 2, IE
Employees at fscom
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Christopher Humphry
Consulting Partner at Eden McCallum LLP
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Mark Bonham
Strategic Leader specialised in governance, finance, and risk management. Supporting Non Executive Director (INED) & Interim Change Management roles.
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Russell Burke
Regulatory and Strategic Payments Consultant
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David Coolegem
Governance, Risk, Compliance and Regulation advisor to the capital markets industry
Updates
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There's still time to register ahead of Thursday's webinar session. Sign up here - https://lnkd.in/d4ChSDYJ
There's still time to register for next week's webinar 'DORA 101: Preparing for digital operational resilience' with fscom Senior Manager David Norton and valid8Me Head of Risk and Compliance Michelle McGuire. Join David and Michelle from 12.00pm - 1.00pm on Thursday when they will discuss who is in scope of DORA, the differences between operational resilience in the UK and DORA in the EU, and how to ensure you are prepared for the 17 January 2025 implementation deadline. Register for your place here: https://hubs.ly/Q02Mkx6K0 #DigitalOperationalResilience #DORA #EU #Webinar #fscom
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There's still time to register for next week's webinar 'DORA 101: Preparing for digital operational resilience' with fscom Senior Manager David Norton and valid8Me Head of Risk and Compliance Michelle McGuire. Join David and Michelle from 12.00pm - 1.00pm on Thursday when they will discuss who is in scope of DORA, the differences between operational resilience in the UK and DORA in the EU, and how to ensure you are prepared for the 17 January 2025 implementation deadline. Register for your place here: https://hubs.ly/Q02Mkx6K0 #DigitalOperationalResilience #DORA #EU #Webinar #fscom
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fscom Director and Head of Payments Alison Donnelly will be speaking at The 3rd Financial Innovation Forum - Payments & Regtech on 19 September. Alison will be joining a captivating discussion alongside a panel entitled, "The Evolving Landscape of Digital Payments in the UK." To secure your space at the event, book your ticket here - https://lnkd.in/gbPprdPn #FinancialInnovationForum #Payments #Regtech #Finance
Meet our esteemed speaker, Alison Donnelly, Director at fscom, the award-winning specialist consulting firm, at The 3rd Financial Innovation Forum - Payments & Regtech on 19 September 2024 in London, United Kingdom. Alison will be participating in an insightful panel discussion titled: "The Evolving Landscape of Digital Payments in the UK." Key Discussion Points Include: » Contactless and Mobile Payment Adoption, emphasising the impact on consumer behaviour and expectations » Open Banking and PSD2/3 Influence: Discuss the transformative effects of Open Banking and the Revised Payment Service Directive (PSD2/3) on the digital payments ecosystem » Innovation in Payment Technologies: Exploring Emerging Technologies Book now to secure your spot and enjoy a 10% discount before it expires! Contact us at info@qubevents.com to claim the discount! *Earn up to 7 CPD Points! Certification provided! To register and access the agenda: https://bit.ly/3xgoTk8 For more information on registration, please contact info@qubevents.com #qubevents #fscom #financialinnovation #Payments #RegTech #LondonEvents #FutureofFinance #Networking #RegisterNow #JoinUs #UK #Innovation #conferences #CEO #leaders #financialservices #finance #fintech #forum #sponsor #meeting
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🎥 Watch as our operational resilience expert, fscom Senior Manager David Norton, breaks down the 5 key takeaways from his recent webinar, "Building operational resilience: The road to 31 March." Don't miss these insights to ensure you are ready for the upcoming implementation deadline! 1. Drive out vulnerabilities within your critical activities. 2. The board must understand where the vulnerabilities lie. 3. Operational resilience should be built into the whole DNA of the company. 4. If in doubt, document. 5. You are responsible for ensuring the resilience of the third parties you work with. It's time to take the next step towards operational resilience 🚀 Find out how fscom can support you today... https://hubs.ly/Q02LV0b50 #OperationalResilience #FCA #Compliance #fscom
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Ahead of next Thursday's webinar session on 'DORA 101: Preparing for digital operational resilience', let us introduce our host, valid8Me Head of Risk and Compliance Michelle McGuire. Michelle's remit covers all aspects of Risk and Compliance, including mitigating risk and ensuring compliance in the rapidly evolving landscape of identity verification. Her experience in the financial services industry lends itself to AML requirements, pain points and frustrations in relation to client onboarding. Michelle is an advisory council member of the Fintech and Payments Association and an advisory board member for the Fintech Corridor. In the session, Michelle will join co-host David Norton to discuss what work remains to be done to ensure you are ready ahead of the deadline. Register for your free place here: https://hubs.ly/Q02LHyhD0 #DigitalOperationalResilience #DORA #EU #Webinar #fscom #valid8me
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fscom reposted this
There is still time for you to have your say in our CASS compliance survey in partnership with TISA UK. We are conducting this survey to gather insights about key areas of interest related to compliance with and challenges of CASS. Your input is essential as TISA engage in discussions with the FCA regarding CASS compliance. Complete the survey here: https://hubs.ly/Q02HstJN0 #CASS #CASSCompliance #FCA #TISA #Survey #fscom
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Ahead of our upcoming webinar session 'DORA 101: Preparing for digital operational resilience', we are delighted to introduce our host, fscom Senior Manager David Norton. As SME for operational resilience and DORA, David has been delivering operations, change management and compliance objectives within a diverse range of financial service sectors and stages of maturity for over 30 years. In the session, David will join co-host valid8Me Head of Risk and Compliance Michelle McGuire to discuss what work remains to be done to ensure you are ready ahead of the deadline. Register for your free place here: https://hubs.ly/Q02LqMZP0 #DigitalOperationalResilience #DORA #EU #Webinar #fscom
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fscom reposted this
The FCA is preparing to launch a mandatory information request for Smaller Asset Managers and Alternatives, in the form of a Business Model Questionnaire under Section 165. Firms that receive this request will be required to complete and submit their responses within six weeks. The first requests will be sent out in September 2024. Key points: - The FCA will send these requests to all firms in the sector, with staggered distribution. If you don't receive one initially, it doesn't mean you're exempt. - The request will be sent to the primary contact listed on the FCA’s Financial Services Register, likely to the email under “firm address.” - There's no clear definition of what qualifies as a small Asset Manager or Alternative firm, so any firm within the broader Asset Management sector could be within scope. If you need assistance, we're here to help. Contact your usual FMConsult representative or email us at help@fmconsult.co.uk. Firms that receive this request will be required to complete and submit their responses within six weeks. The first requests will be sent out in September 2024. #FCA #AssetManagement #RegulatoryUpdate #FMConsult Andy H. Ross Revell
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fscom reposted this
Are you looking for the next big step in your career? fscom is recruiting for a Business Process Automation and AI Development Specialist. This role is a new and exciting opportunity to ✅ Develop and implement AI solutions to solve complex business problems and enhance service offerings ✅ Lead and manage projects from inception to completion ✅ be part of an award winning GRC consultancy firm If you have proven experience and strong technical skills in this area, and think this could be the job for you, review the Job Description on the fscom website: https://hubs.ly/Q02JcGVs0 To find out more information, email careers@fscom.co #AI #AISpecialist #FinancialServices #Belfast #London #Dublin #Recruit #Vacancy