Compliance Officer - Monitoring
Compliance Officer - Monitoring
Bruin
London Area, United Kingdom
Over 200 applicants
See who Bruin has hired for this role
Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.
The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities.
Requirements:
- 2-5 Years experience working within Compliance with a focus on Monitoring
- Experienced working within financial services
- SMCR and Advisory experience
- Market Abuse Regulation (MAR) understanding
- Marketing Compliance/Financial Promotions experience
- Motivated, proactive and willing to role up their sleeves
-
Seniority level
Associate -
Employment type
Full-time -
Job function
Analyst and Legal -
Industries
Financial Services and Investment Management
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