AJ Consultancy

Our U.S. Broker-Dealer client is looking for a Business Analyst who is a subject matter expert in U.S. Broker Dealer Back-Office operations to assist in writing detailed business requirements. This is a contract assignment 12-18 months with potential for a full-time position for the right candidate. Please apply below.

Great opportunity for an individual with at least 2 years management experience in Prime Brokerage Services. Our Investment Banking client is looking to add a dynamic new member to its Prime Brokerage team. See information below to apply. Candidate must have a Minimum of 2 plus years in a Prime Brokerage Management role and must have all required FINRA licenses all others need not apply. Outside recruiter's kindly refrain from any correspondence relating to this job post.

For "Immediate Hire" fast growing Self-Clearing Broker-Dealer now has two locations the first located in Downtown Manhattan New York the second location is in Central New Jersey. Our client is searching for a self-motivated, team-oriented FINOP/Controller. This coveted position has room for significant growth as the FINOP/Controller will be given the opportunity to grow into the role as the firms CFO within the first year of being hired. Candidate must have Broker-Dealer Self-Clearing experience and an active Series 27 all others "Please Do Not Apply". Also, outside recruiter's kindly "Refrain" from any correspondence whatsoever regarding this premium position. Qualified Candidates please apply at bottom of this page: Responsibilities Include: · Calculate the daily and weekly 15c3-3 Reserve computation. · Calculate the daily and weekly 15c3-1 Net Capital projections. · Create management reports to monitor capital and liquidity on a daily basis. · Create daily available collateral report(s) for Treasury Management. · Review and file monthly FOCUS Report . · Responsible for daily bank reconciliations. · Work with executive team as needed.   Qualified candidates must have experience working at a Self-Clearing Broker-Dealer as either a FINOP or Controller and must have an active Seies 27.   Salary 150k-200k base plus bonus and benefits

Our client who is a Self-Clearing Broker-Dealer in the New York Metropolitan area is seeking a highly motivated, talented candidate with a minimum of 2 to 4 years of accounting experience at a Self-Clearing Broker-Dealer. This position provides analytical and accounting assistance to the Financial Control team. The ideal candidate will possess strong analytical skills and a willingness to grow and learn about all aspects of financial reporting as it relates to a Self-Clearing Broker-Dealer. EASY Apply Here: Responsibilities: Process monthly / quarterly journal entries to ensure accuracy and completeness of financial data. Perform monthly balance sheet and expense account reconciliations for profit and loss and balance sheet accounts. Prepare ad-hoc reports for senior management pertaining to financial reporting. Work collaboratively with multiple process owners across the organization to ensure complete and accurate accounting. Participate in the documentation and improvement of accounting processes. Desired Skills and Experience: Bachelor’s degree in Accounting. 2 - 4 years of experience in an accounting department. Extensive experience using MS Excel. Must be able to work with large amounts of data including Pivot tables, Lookups and a wide range of formulas. Working with accounting software, preferably Oracle. Strong written and verbal communication skills. Highly organized and detail oriented with the ability to work in a fast-paced, deadline-driven environment. Ability to multitask and prioritize time sensitive assignments. Excellent research and problem-solving skills with the ability to proactively seek solutions. Gatekeeper of highly sensitive and confidential information. Salary: $ 80,000 - $ 100,000 The actual base salary will be determined on an individualized basis taking into account a wide range of factors including, but not limited to, relevant skills, experience, education, and, where applicable, licenses or certifications held. In addition to base salary and a competitive benefits package, this position may be eligible for additional types of compensation including discretionary bonuses and other short- and long-term incentives.

My Self Clearing Broker Dealer has an immediate opening for an individual who will hold the title of Financial Controller and will be responsible for processing and filing their Focus Reports. This individual must have at least 2 years of experience with 15C-3-1 and 15C3-1 calculations. See details below. Apply below via LinkedIn Easy Apply: https://lnkd.in/dvs-4pV7 Must have experience in preparing 15c3-3 and 15c3-1 reporting Strong understanding of and experience in US GAAP financial reporting a must Series 27 a must have CPA a plus Salary Range 150k to 175k Plus Performance Bonus and Health Benefits. Responsibilities: The Self Clearing Broker Dealer Controller is responsible for overseeing the accounting and financial and regulatory reporting for the Company, provide leadership and coordination of the Broker Dealer network. Processing and filing Focus Reports. Broker Dealer Accounting, Internal Control over Financial Reporting, and other stakeholders. Ensure company's accounting procedures conform to generally accepted accounting principles. What you will do: Prepares internal and external financial report regulators for Self Clearing Broker Dealer. Works with Executive team summarize, plan and forecast the organization's financial position, including income statements, balance sheets, and analyses of future revenues, expenses and earnings. - Works with individual broker dealer accounting manager, Technical Accounting and Reporting, Regulatory and Reporting groups, and Valuation Review. - Works with legal and compliance for contingent losses. Prepare various regulatory filings for FINRA, SEC & other SRO's as necessary. Monthly accounting responsibility for certain balance sheet and P/L accounts

One of our Broker-Dealer clients has an immediate need for an Options Processing and Settlement Specialist who has experience in interacting with the OCC. See below to see details and where to apply if interested. Apply here: https://lnkd.in/eSvY8rsv Responsibilities: * Reconciliation of books and records vs the Options Clearing Corporation including trades, positions, and cash. * Option Regulatory Reporting IE: LOPR, Position Limits etc. * Daily Exercise and Assignment processing as well as expiration processing. * Trade Processing, Support and Management. * Collateral Management. * Daily options reconciliations. * Provide Client Support. * * Work with team to resolve Options trade issues. * Qualifications: *2-4 years of working knowledge of the OCC. *Excellent Communications Skills. *Ability to multi-task in fast paced environment with an attention to detail. *Strong knowledge of Microsoft Office and Excel. Thanks all kindly check back later in the week as we will be posting multiple new roles for immediate hire in NY, NJ and Dallas/Fort Worth.