Corporate Compliance Insights

As #ArtificialIntelligence reshapes the business landscape, the SEC is gearing up for a new era of oversight. With a handful of cases already on the books and warnings from top officials, the message is clear: AI isn't just disrupting industries — it’s disrupting regulatory enforcement. Wolters Kluwer's Mark S. Nelson unpacks the SEC's sharpening focus on AI. https://hubs.ly/Q02WBVlq0

In a world where Twitter storms can sink brands overnight, TD Bank’s multibillion-dollar penalty for money laundering hasn’t drawn the same kind of outrage. Are we too busy arguing about coffee cups to notice the erosion of financial ethics? ⬇️ Evie Wentink explores the murky waters of banking scandals, consumer priorities and the urgent need to reboot our moral compasses in the age of hashtag outrage. https://hubs.ly/Q02WBT8B0 #Compliance

What you don’t measure could cost you everything. As boards and investors demand proof of effective #compliance programs, savvy organizations are turning to key metrics to gauge their success. From root cause analysis to whistleblower reports, Ethico's Gio Gallo dives into the essential metrics that separate the compliant from the complacent. https://hubs.ly/Q02WBJ7Q0

This week, Corporate Compliance Insights is in a Halloween mood and serving up some #cybersecurity jump scares to close out Cybersecurity Awareness Month, but don't worry. We have some tricks and treats, too. Read and subscribe: https://hubs.ly/Q02WBJ5_0 #Compliance #CorporateCompliance

How do online tracking technologies impact #compliance related to collecting health data? And how can businesses that are not regulated by #HIPAA ensure they don’t run afoul of state laws that regulate health data collected through the use of these technologies? Technology lawyer Steve Britt provides some insight. https://hubs.ly/Q02WCbsX0

*** There are forces in this country that are trying to take us back....and history has its eyes on us. *** What a critical reminder from Lisa Gilford! She's co-chair of Women for Harris, and she's this week's guest on Unless: The Podcast with host Hemma R.. Tune in for a moving account of Lisa’s origin story and how she has leveraged her event planning and fundraising skills to steer a phenomenal grassroots movement at a pivotal time in American history. Highlights: -The power of leaning into what you enjoy and what you are good at to drive impact -A massive grassroots effort to participate in democracy -What’s at stake in the upcoming US general election

Only 27% of employees in the private sector have access to paid parental leave, and the challenge is even greater for LGBTQ+ parents. Dirk Doebler, CEO of Parento explores the gap in PPL access, which not only highlights disparities but also impacts the financial stability and emotional well-being of countless families across the country. https://hubs.ly/Q02V4Bn50 #MaternityLeave #ParentalLeave

Pay: It’s not always the most comfortable conversation to have, but for companies that are serious about achieving a discrimination-free workplace, ensuring #PayEquity is a good place to start. Employment attorney Heather Bussing discusses the finer points of starting (and repeating) a pay equity audit. https://hubs.ly/Q02V4BH_0

In many organizations, compliance teams are undergoing a bit of a rebrand, adding a focus on ethics alongside strict legal and regulatory #compliance. Corporate Compliance Insights' Ask an Ethicist columnist Vera Cherepanova consults ancient wisdom to answer a distinctly modern question from a reader in the financial services sector. https://hubs.ly/Q02V4BG00 #FinServ #CorporateCompliance

AI's role in elections is reshaping #DataPrivacy concerns, from hyper-targeted ads to the spread of misinformation and deepfakes. Cassie (Syrenis Ltd) founder Nicky Watson explores why stronger regulations are essential to safeguard voter trust and personal information. https://hubs.ly/Q02TSd9C0