Landsman Saldinger Carroll, PLLC

U-5 disclosures can significantly impact a financial professional’s career and reputation. Negative disclosures, such as those indicating regulatory issues or misconduct, can hinder future employment opportunities and damage professional standing within the industry. Read more: https://lnkd.in/e-XWpfJb #FinancialProfessionals #CareerImpact #U5Disclosure #ProfessionalReputation

Laurence M. Landsman was recently featured and quoted in NAPA Net Magazine, a publication focused on financial industry issues, discussing the implications of the FTC's federal ban on non-compete agreements. The FTC's decision aims to reduce the overuse of non-compete agreements and promote worker mobility. In the article, Mr. Landsman explores how the nationwide ban affects the rights of financial advisors who seek to move their books of business to new brokerage firms. The FTC's ban has already been challenged in court, with a federal judge in Texas issuing an injunction to prevent it from going into effect. While appeals and further proceedings are expected, Landsman emphasized that if the FTC's ban is upheld, it could significantly impact financial advisors moving firms, especially if the firms are not members of the Broker Protocol. #NonCompete #BrokerProtocol #EmploymentLaw #FinancialAdvisors #FTC #LSCLegal https://lnkd.in/eEZS6paQ

Holding wrongdoers accountable. 👏🏼 At #LSCLegal, we're dedicated to fighting financial and securities fraud because we know that deceit can have devastating consequences. We'll work tirelessly to hold accountable those who abuse their positions of trust and take advantage of unsuspecting investors. #Accountability #FinancialFraud #LandsmanSaldingerCarroll #ChicagoLaw #ClientFocused #LegalExcellence https://lnkd.in/e2zbxMaF

👀 In Case You Missed It: Landsman Saldinger Carroll Wins Major Appeal Landsman Saldinger Carroll successfully appealed a trial court’s ruling in Crawford County, dissolving two significant injunctive orders and dismissing a fraudulent transfer claim. This eight-year case highlights the importance of procedural safeguards and showcases our litigation team's expertise. ➡️ Read our blog to learn more about this landmark victory: https://lnkd.in/e4dypBNu #LSCLegal #Appeal #CourtCases #BusinessLitigation

At LSC, we’re proud to join the fight against breast cancer by raising awareness and supporting those affected. 🎗️ Did you know 1 in 8 women in the U.S. will be diagnosed with breast cancer in her lifetime? Early detection can save lives—let’s spread the word and support the cause together. 💗 #LSCLegal #BreastCancerAwareness #FightBreastCancer #EarlyDetectionMatters

Accurate and timely U-5 filings are crucial for regulatory compliance. Incorrect or misleading information can lead to legal expenses and regulatory repercussions. Ensure your disclosures are truthful and comprehensive to maintain your reputation within the industry. Learn more: https://lnkd.in/e-XWpfJb #EmployerResponsibility #RegulatoryCompliance #U5Disclosure #IndustryReputation

Understanding restrictive covenants in contracts can protect your business and set clear boundaries for employees. From non-compete clauses to non-solicitation agreements, these legal tools are essential for safeguarding your company’s interests. ➡️ Want to learn more about how restrictive covenants can impact your business? Check out our latest blog for expert insights! #BusinessLaw #EmployeeContracts #LSCLegal https://lnkd.in/gcsqYv6P

Wishing everyone a Happy Labor Day! 💪🏼 At LSC, we're grateful for the hard work and dedication of our team, clients, and partners. Here's to celebrating the strength and spirit of the American workforce! #LSCLegal #HappyLaborDay #LaborDay #WorkHardPlayHard

Transparency and accountability are crucial in the financial industry to ensure the trust and security of brokers, advisors, and clients. Mandating a U-5 disclosure at the end of a financial professional’s relationship with an agency is important in this effort. ➡️ Read our blog post to learn about the U-5 disclosure process, its implications, and its impact on financial professionals. #LSCLegal #LSC #U5Disclosure #CorporateLaw https://lnkd.in/e-XWpfJb

Did you know? FINRA arbitration panels can help resolve disputes between investors and financial advisors or brokerage firms. 💡 In case you missed it, read our blog post on how the process works, from filing a Statement of Claim to selecting an arbitration panel. An experienced FINRA lawyer can guide you through every step. #FINRA #Arbitration #InvestorProtection