MCO (MyComplianceOffice)

Ready to move past manual processes to manage licenses, registrations and continuing ed? Read about how stepping away from the spreadsheets - and the risk and wasted time that go along with them - streamlines and automates employee compliance: https://hubs.ly/Q02J312m0 And if you'd like to learn more about how we help firms effectively manage licenses, registrations and continuing ed compliance, set up a demo right here: https://hubs.ly/Q02J2YqC0 #Compliance #FINRA #CCO #EmployeeCompliance #ConductRisk #ConflictsofInterest #CE #ComplianceLicensing

The right technology platform helps firms focus on business objectives, creates more value, and cements compliance as a strategic department within the organization. But how do you decide which compliance solution is the best fit? It's all about the process. Download our white paper to learn more. https://hubs.ly/Q02HXnsb0 #Compliance #ComplianceTechnology #ComplianceSoftware #ComplianceStrategy #StrategicInvestment #CCO #BetterCompliance

Join us on September 17 for a webinar with RegTech Insight, from A-Team Group. Our Product Manager, Sinead Egan, along with Matthew Harris, Head of Regulatory Conduct at Howden, and Gayle Sparks, Global Head of Conduct Risk at Citi, will discuss how to ensure employees meet fit and proper standards under global accountability regimes. Key topics include: • The details of fit and proper requirements • Regulatory and global accountability regimes • Best practice implementation processes • Ongoing employee assessments and compliance • Benefits of getting it right, penalties of getting it wrong Register now to save your place: https://lnkd.in/ejSCZXuP #RegTech #Compliance #Accountability #ConductRisk #FitAndProper

We are thrilled to announce that MCO has been shortlisted for the RegTech Insight, from A-Team Group Awards USA 2024 in four categories:   Best e-Comms Surveillance Solution Best Compliance as a Service Solution Best Regulatory Change Management Solution Best Conduct Risk Solution   Please support MCO by casting your vote right here: https://bit.ly/3SkVIV7   Thanks!   #MCO #MyComplianceOffice #Compliance #Innovation #CommunicationsSurveillance #RegChange #SaaS #ConductRisk #ATeamGroup #RTIawards

Looking for practical insights on maximizing the effectiveness of your surveillance controls? Check out our on-demand webinar featuring Ankur Mehta from ComplyLens Limited for helpful info on identifying and overcoming the gaps in your compliance surveillance program. You can watch it right here: https://hubs.ly/Q02HsdDl0 #Compliance #ComplianceTechnology #eCommsCompliance #eCommsMonitoring #eCommsSurveillance #eCommsArchive #ConductRisk #EmployeeCompliance

Are you tired of managing registrations and licenses with spreadsheets? Discover a more efficient solution! Join our webinar to learn how you can streamline licensing, registrations, and continuing education across your firm. Don't miss out, register now! https://lnkd.in/gSZAuyHb #Compliance #CCO #ComplianceTechnology #FINRA #ComplianceSoftware #ComplianceAnnualRegistrations #ComplianceLicensing

Are you in Singapore on 30 July? This is your chance to hear about and discuss the latest MAS regulatory updates. You'll have the chance to network with compliance and finance industry leaders in a private dining experience at Level33 in the Marina Bay Financial Centre. On the agenda for discussion: 🔑 Key takeaways from MAS' latest regulatory developments 🤝 Ensuring fit and proper standards for authorised representatives 🏃 Staying ahead of regulatory changes And much more! See further detail and register your interest for this thought-leadership event: https://hubs.ly/Q02GSVk40

Agility is crucial for managing regulatory change. But smaller firms can find it challenging to swiftly adapt to new requirements, especially if a lack of resources means taking a reactive rather than a proactive approach to compliance. Read about how manual processes can be a drag on both time and resources in our blog: https://hubs.ly/Q02GNszB0 #Compliance #ComplianceObligations #ComplianceRisk #RegulatoryChange #ComplianceLibrary #RiskRegister #SmallFirmCompliance

Dive into insights from 30+ global banks on trade and communications surveillance in financial services: • Regulators are now focusing on smaller firms that can't rely on minimal surveillance. • 78% of banks have sufficient budgets for surveillance. • Banks are seeking solutions to reduce false positives. • 83% plan to invest in new eComms technology within the next three years. Download the report for more insights: https://hubs.ly/Q02G9D2y0 #Finance #TradeSurveillance #eComms #BankingTech #RegTech