Silver Regulatory Associates LLC

Silver Regulatory Associates LLC

Financial Services

New York, New York 513 followers

Compliance solutions that withstand scrutiny and reflect each client’s size, strategy and culture

About us

Our stringent, yet practical, approach reflects Silver’s roots in regulatory compliance rigor and investment firm business realities. Combining industry expertise and innovation savvy, Silver provides customized advice to each client. Leveraging our multi-faceted investment firm experience, Silver aligns firm processes with regulator and investor expectations without creating unmanageable complexity. We serve private equity, venture capital, hedge fund, crypto/digital assets, broker-dealer and other investment firms first contemplating registration and registrants outsourcing ongoing compliance maintenance functions. Silver also provides independent assessments, exam support and expertise in contemporary issues including ESG and crypto/digital assets. With Silver, regulation is less daunting and maintaining a culture of compliance is more realistic.

Industry
Financial Services
Company size
2-10 employees
Headquarters
New York, New York
Type
Privately Held
Founded
2018
Specialties
SEC Regulation, SEC Compliance, FINRA Regulation, FINRA Compliance, Private Equity, Venture Capital, Hedge Fund, Crypto/Digital, ESG, Best Practices, Registrations, Outsourced Compliance, Risk Assessments, Mock Audits, and Exam Support

Locations

  • Primary

    417 Fifth Avenue

    8th Floor

    New York, New York 10016, US

    Get directions
  • 12655 West Jefferson Blvd

    4th Floor

    Los Angeles, California 90066, US

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