As a broker dealer and Registered Investment Advisor serving financial institutions across the United States, Sorrento Pacific Financial, LLC (Member FINRA/SIPC) is a choice that will deliver the results you want. When you work with SPF, your investment program will be supported by a broker dealer with an extensive breadth of knowledge and depth of experience in all channels of the financial services industry. SPF is the sister broker dealer to CUSO Financial Services.
Headquartered in San Diego, SPF provides expertise in key areas including retirement services, wealth management, and fee-based and insurance products for both individuals and business customers, and provides a fully-electronic account management system for advisors. We have an advisor to support staff ratio of approximately 4:1, and are well-equipped to provide the outstanding service that will take your investment program to the next level. For more information, call toll-free 888.805.5585 or visit www.sorrentopacific.com.
Non-deposit investment products and services are offered through Sorrento Pacific Financial, LLC ("SPF"), a registered broker-dealer (Member FINRA (www.finra.org) / SIPC (www.sipc.org)) and SEC Registered Investment Advisor. Products offered through SPF: are not federally insured, are not guarantees or obligations of banks, and may involve investment risk including possible loss of principal. Investment Representatives are registered through SPF. Banks have contracted with SPF to make non-deposit investment products and services available to bank clients.
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Industry
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Financial Services
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Company size
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11-50 employees
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Headquarters
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San Diego, CA
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Type
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Privately Held
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Founded
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2003
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Specialties
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Investment programs for financial institutions, Flexible & efficient financial planning, Wealth management, Retirement investment & insurance solutions, Sophisticated back office technology systems, Non-proprietary product offerings, and High-touch customer service
