Associate, Central Compliance

Position Summary

Vista Equity Partners (“Vista”) is seeking to hire a highly accountable and diligent Core Compliance Associate to support Vista’s Core Compliance program. Areas of responsibility will include, but are not limited to, (1) internal testing of compliance policies, procedures, and business practices, (2) support of ongoing external compliance consultant reviews, (3) ongoing maintenance of the Firm’s compliance risk and control framework, and (4) ongoing support of US regulatory reporting.

Successful candidates will possess a high level of personal accountability, a strong work ethic, strong organizational skills, and the ability to work as a part of a team or individually with limited supervision. This is a highly visible and impactful role that will require excellent communication skills and a professional demeanor. This role is based in Austin, TX, however highly qualified candidates will be considered in New York, Chicago, and San Francisco.

Responsibilities

• Maintain the Firm’s internal compliance testing calendar and coordinate internal compliance testing initiatives with Compliance and other Vista team members.
• Conduct ongoing internal testing to ensure effectiveness and identify areas to improve Vista’s relevant policies and procedures.
• Support Vista’s Marketing team in the review and approval of public-facing marketing materials and social media activity.
• Support ongoing external reviews conducted in conjunction with external compliance consultants; attend and provide thoughtful contributions to associated interviews with various Vista business partners.
• Support the Core Compliance Director with US regulatory filings (ADV, 13F, Form PF, CFTC).
• Perform ongoing upkeep of the Firm’s compliance risk and control matrix and regulatory readiness database.
• Coordinate ongoing Compliance Manual and related policy and procedure updates with the Compliance team and other stakeholders.
  
  

Qualifications

• Bachelor’s Degree
• Minimum of 3 years of r egulatory compliance experience at a registered investment adviser, regulator, or compliance consulting firm required
• Working knowledge of compliance testing, US regulatory filings, SEC Rule 206(4)-7, and SEC marketing rules is highly desired
• Ability to work in a fast-paced and dynamic environment with changing requirements
• Strong organizational, analytical, written, and verbal communication skills
• Excellent interpersonal skills and client service orientation
• Excellent time management, organization, and prioritization skills. Ability to work as a part of a team or individually with limited supervision is highly essential
  
  

The annualized base pay range for this role is expected to be between $110,000-135,000. Actual base pay could vary based on factors including but not limited to experience, subject matter expertise and the applicant's skill set. The base pay is just one component of the total compensation package for employees. Other rewards may include an annual cash bonus and a comprehensive benefits package.

Company Overview

Vista is a leading global investment firm that exclusively invests in enterprise software, data and technology-enabled organizations across private equity, permanent capital, credit and public equity strategies, bringing an approach that prioritizes creating enduring market value for the benefit of its global ecosystem of investors, companies, customers and employees. Vista’s investments are anchored by a sizable long-term capital base, experience in structuring technology-oriented transactions and proven, flexible management techniques that drive sustainable growth. Vista believes the transformative power of technology is the key to an even better future – a healthier planet, a smarter economy, a diverse and inclusive community and a broader path to prosperity. Further information is available at vistaequitypartners.com . Follow Vista on LinkedIn, @Vista Equity Partners , and on X, @Vista_Equity .