AVP, AML Compliance Senior Auditor

Global commercial bank located in Midtown Manhattan looking to bring on board an “AVP, AML Compliance Senior Auditor” to join their team. This role is currently full time in office.

Responsibilities:

• Plans and serves as the in-charge on audits. Manages the end-to-end audit lifecycle, including audit planning, audit program development and audit execution and fieldwork supervision through reporting;

• Prepares and reviews workpapers to ensure that they have been prepared in accordance department’s audit standard; quality assurance standards and the IIA Standards;

• Makes appropriate recommendations to improve controls that includes draft audit issue memos that are well written and require minimal editing and communicates audit results with the stakeholders;

• Follow-up on management action plans to ensure timely and adequate remediation of audit issues

• Validates issue closures based on control design, operating effectiveness, and sustainability and reviews audit issue validation report;

• Coordinates and reviews regulatory issues validation;

• Facilitates and communicates requests for information between internal audit provider and departments/teams and routinely monitor the timeliness of material submission;

• Provides audit status updates to Head Office, executive management, and related authorities including regulators, specialized committees of the Branch

• Works as a team member, as well as independently, to produce strong audit results and maintain professional independence and sound judgment in executing all audit and other assignments;

• Other tasks or projects assigned without any conflict of interests for such independent function