Hamlyn Williams

Commercial Compliance Manager

Hamlyn Williams United States

Direct message the job poster from Hamlyn Williams

Gretchen Keller

Gretchen Keller

Executive Search

A fast-growing super-regional consumer banking client of ours is looking to hire a Vice President of Consumer Compliance to their growing team.


The role is fully remote, unless the candidate is located within the firm's footprint cities (hybrid).


Role / Responsibilities:

  • Deep familiarity with federal and state laws, rules and regulations as they relate to commercial lines of business (LOB) within a consumer bank
  • Serve as the compliance subject matter expert (SME) and primary advisor to the commercial LOB on all compliance-related matters and inquiries
  • Manage compliance risks in regards to new products and processes as it relates to the Commercial LOB
  • Provide support and interpret Commercial enterprise and industry-wide regulations, policies and procedures
  • Develop compliance policies and procedures for the Commercial LOBs
  • Support in Compliance Risk Assessment processes and Risk and Compliance Self Assessments (RCSAs)
  • Determine and understand requirements for new and developing laws, rules and regulations for various changes and areas that need to be implemented
  • Proactively anticipate areas of regulatory focus, assess these potential impacts and communicate these impacts to Commercial LOB leadership
  • Remediate issues in a timely matter when identified ex: internal audit issues
  • Ensure responses and requests, both internal and external, are submitted accurately and in a timely manner
  • Seniority level

    Mid-Senior level
  • Employment type

    Full-time
  • Job function

    Legal, Finance, and Management
  • Industries

    Banking and Financial Services

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