Director, Internal Audit. Operations - Hybrid- Remote | WFH

What You'll Do

Join our team at a leading financial market utility to oversee and innovate our Internal Audit operations. As the Director of Operations, you will play a pivotal role in enhancing efficiency through automation and strategic oversight. Your responsibilities will include managing audit portfolios, coordinating with external providers, and ensuring timely reporting to our Board of Directors.

Primary Duties And Responsibilities

• Manage automation initiatives to track audit portfolios, budget adherence, and progress reporting.
• Maintain policy and procedure documentation, ensuring compliance and operational efficiency.
• Oversee relationships with co-source providers, managing onboarding, performance, and budgetary aspects.
• Lead automation efforts for Audit Committee reporting and other key operational processes.
• Develop and implement strategies for budgeting, expense tracking, and operational improvement.
• Drive continuous improvement in operations processes and oversee key performance indicators (KPIs).
• Support regulatory requests and contribute to team skill development and training efforts.
• Conduct customer satisfaction surveys post-audit and report findings to leadership.
  
  

Supervisory Responsibilities

Manage and mentor a dedicated team.

Qualifications

• Experience in conducting audits and implementing best practices in a dynamic environment.
• Strong analytical and problem-solving skills with a focus on customer service and collaboration.
• Excellent communication skills, both verbal and written, with the ability to handle sensitive discussions.
• Proficiency in Microsoft Office; familiarity with audit or Governance Risk and Compliance (GRC) software preferred.
• Bachelor's degree in Accounting, Finance, Business Administration, or related field required; advanced certifications (CPA, CIA, etc.) preferred.
  
  

Technical Skills

• Proficiency in Microsoft Office applications; experience with Archer or other GRC software preferred.
• Knowledge of data visualization or reporting tools such as Tableau or ACL is a plus.
  
  

Who We Are

Join OCC, the world's largest equity derivatives clearing organization, dedicated to market integrity and stability. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under SEC, CFTC, and Federal Reserve oversight, providing critical clearing and settlement services.

What We Offer

• A collaborative, supportive work environment promoting work-life balance and employee wellness.
• Hybrid work environment with up to 2 days per week remote work.
• Tuition reimbursement, student loan repayment assistance, and technology stipend.
• Generous PTO, parental leave, and competitive health benefits.
  
  

Employment Type: Full-Time