Fund/Securities Transactional Attorney
Fund/Securities Transactional Attorney
Fawkes IDM
New York, NY
See who Fawkes IDM has hired for this role
Responsibilities
- Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters
- Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings
- Conducting due diligence investigations in connection with prospective investments
- Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies
- Providing legal and regulatory guidance to clients on compliance with federal and state securities laws
- Coordinating with colleagues and clients in the development of investment strategies
- Managing client relationships and ensuring high-quality service delivery
- 7+ years of experience with fund formation, governance and transactions and/or securities matters.
- Applicable bar admission is required.
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Seniority level
Mid-Senior level -
Employment type
Full-time -
Job function
Legal -
Industries
Non-profit Organizations and Primary and Secondary Education
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