ACA Group’s Post

As many of you will be aware, Ira M. Millstein, the acclaimed governance pioneer, anti-trust lawyer, professor and author recently passed away. ICGN was honoured to be able to share Ira's Lifetime Achievement Award with his son, Jim Millstein, and would like to thank Stephen Davis for presenting this. Fuller reflections on Ira's work and pioneering role in corporate governance are available at: https://lnkd.in/d-hfcpUU #governance #corpgov #LifetimeAchievement

Let's hear it for RKL LLP CEO Ed Monborne, who was recognized in the Accounting Today 2024 Managing Partner Elite list. "Such recognition is only possible by having the best partners and team collectively driving our firm forward. This is as much of a recognition for them as it is for me.” Check out our press release here. https://hubs.ly/Q02NNS7B0 #advisorsforwhatsnext

RECORDED WEBINAR: Join Winstead attorneys Burke McDavid and Page Patrick as they discuss significant Corporate Transparency Act (CTA) exemptions for private fund managers, their affiliated management entities, and advised funds. The presentation covers exemptions that can shield these entities from the CTA’s otherwise extensive reporting requirements. Listen here: https://bit.ly/4dzvGVI Subscribe to Ascend With Winstead: https://bit.ly/3SdSrYb #CorporateTransparencyAct #PrivateFunds #Compliance #CTAReportingObligations

The attached EY deck provides an overview of the SEC’s #PrivateFund advisers rules that were adopted in August 2023. The rules aim at enhancing the regulation of private fund advisers and protecting private fund investors by increasing transparency in reporting and restricting practices that the SEC deems contrary to investor interests. #regulatoryupdate #SEC #EY #PrivateFundRule

In Private Equity Law Report, Lowenstein Sandler LLP partner Robert Johnston breaks down what it means for financial advisers to be tagged as "financial institutions" by FinCEN and the SEC—think AML, SARs, and a whole lot of needed clarity in the private funds world. #antimoneylaundering #investmentmanagement #criminallaw #moneylaundering #lawyers

Congratulations to Blake Gilson on joining the Dechert LLP team as counsel in its global finance practice, further bolstering its complex credit fund structures capabilities. read more on Global Legal Chronicle powered by PBV Monitor

Listen again 🎧 Here are the biggest considerations between DSTs and LLCs: https://lnkd.in/eY_sTEkT. Follow CSC Global Capital Markets for more. #llc #dst #webinar  

Learn more about the administrative proceedings recently settled by the SEC in Stradley Ronon's latest client alert.

This new partnership promises to elevate Financial Crime Academy offerings and continue delivering exceptional training and certifications. Here’s to a future of even greater success and innovation! Follow Verdian Insights on LinkedIn to stay updated on the latest developments and opportunities. #FinancialCrimeAcademy #VerdianInsights #BusinessNews #IndustryUpdate #PartnershipAnnouncement #ProfessionalDevelopment #TrainingAndCertification #FinancialCrimePrevention #ComplianceTraining #IndustryInsights #CareerGrowth #Leadership #CorporateNews #BusinessGrowth #InnovationInFinance #AntiMoneyLaundering

Another day, another new AFSL joins the Fourth Line Quality Advice Community. Fourth Line would like to welcome LBW Business + Wealth Advisors to our community of quality financial advice professionals. A big shout out to Emma Brooke, Simon Flowers, Matthew Grapsas, and the LBW team for choosing Fourth Line as their advice monitoring and supervision partner. We would also like to thank Murray Swilks and Mark Stephen from Civitas Services for introducing LBW to Fourth Line and acknowledge all the wonderful work Civitas Services does with self-licensed practices. If you are self-licensed, or thinking about becoming self-licensed, we recommend you reach out to Murray or Mark for an initial chat to explore how Civitas can help you. Fourth Line has now grown to a 𝗰𝗼𝗺𝗺𝘂𝗻𝗶𝘁𝘆 𝗼𝗳 𝟴𝟬+ 𝗗𝗲𝗮𝗹𝗲𝗿 𝗚𝗿𝗼𝘂𝗽𝘀, 𝗦𝗲𝗹𝗳-𝗹𝗶𝗰𝗲𝗻𝗰𝗲𝗱 𝗣𝗿𝗮𝗰𝘁𝗶𝗰𝗲𝘀, 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗖𝗼𝗻𝘀𝘂𝗹𝘁𝗮𝗻𝘁𝘀 𝗮𝗻𝗱 𝗶𝗻𝗱𝗶𝘃𝗶𝗱𝘂𝗮𝗹 𝗔𝗱𝘃𝗶𝗰𝗲 𝗣𝗮𝗰𝘁𝗶𝗰𝗲𝘀 𝘄𝗵𝗼 𝘂𝗻𝗱𝗲𝗿𝘀𝘁𝗮𝗻𝗱 𝘁𝗵𝗲 𝘃𝗮𝗹𝘂𝗲 𝗼𝗳 𝗽𝗿𝗲𝘃𝗲𝘁𝘁𝗶𝗻𝗴 𝗮𝗱𝘃𝗶𝗰𝗲 and getting ahead of advice issues (before they walk out the door and cause breaches). Are a: - Responsible Manager, - Compliance Manager, or - Practice Principal? * Want to know more about Fourth Line? * Would you like a demo of how Fourth Line can complement your existing compliance framework? Please feel free to contact Fourth Line's CEO Joel Ronchi on: 0408 056 679 or joel.ronchi@fourth-line.com.au David Travers Simon Quirk Dan Hunter Mark Bland Tony McDonald Paul Rogan (FAICD) Angus Elliott ----------------------------------- #regtech #financialadvice #advicecompliance #qualityadvicereview