"Really good compliance officers help the business push towards smart risk," according to Carta's Chief Compliance Officer Rachel Sapers. 💡 Hear more of Rachel's take in our Risky Business video series, which highlights the lesser known highs and lows of being a risk leader in financial services. https://lnkd.in/dJBqGqqN
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When it comes to managing risk, a compliance professional's job isn't to slow things down—instead, they work to grow the business while ensuring that regulatory requirements are met and customers' assets stay safe. 🚀 Alexis Alexander, General Counsel at Liberis, explains this first hand in the latest installment of our Risky Business series highlighting the compliance professionals making an impact on financial services today. https://lnkd.in/eAZGyw5M
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In this month's The View newsletter, MLM's VP of Risk Management, Todd C. Scott explains how attorneys are uniquely affected by the Corporate Transparency Act (CTA) and the enforcement process used by the U.S. Department of Treasury's Financial Crimes Enforcement Network (FinCEN). Todd's piece can be found here: https://lnkd.in/ghPm6CVA A complementary article by Moss & Barnett, P.A. shareholder, Charles E. Jones, addresses what is required under the Corporate Transparency Act (CTA), how to comply with the new law, and the risks for lawyers under the CTA. Charles' article can be found here: https://lnkd.in/gQbcR5Es
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Are you getting the most from your #operationaltransferpricing and compliance? Andrea Tolley is joined by Chris Rogers and Essi SIAMEVI to discuss how #taxleaders can maximise value and manage risk: https://lnkd.in/dhveSDGc
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Navigating DORA compliance complexities is a pressing challenge for financial entities. Our latest whitepaper unpacks key hurdles like onerous reporting and third-party risk management, as we approach the January 2025 deadline. It's clear - to build a robust digital landscape, these intricacies must be untangled through collaborative efforts between regulators and financial institutions. Explore our latest whitepaper on DORA compliance - it's an essential guide to fortifying operational resilience without compromising effectiveness: https://lnkd.in/g3HFNY3C AFME (Association for Financial Markets in Europe) #DORACompliance #OperationalResilience #FinancialSectorRegulation #AFME
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Director - Risk & Compliance @ Protiviti UK - Helping clients across the UK solve challenges within Financial Crime/ Regulatory Compliance and Risk Management
Navigating DORA compliance complexities is a pressing challenge for financial entities. Our latest whitepaper unpacks key hurdles like onerous reporting and third-party risk management, as we approach the January 2025 deadline. It's clear - to build a robust digital landscape, these intricacies must be untangled through collaborative efforts between regulators and financial institutions. Explore our latest whitepaper on DORA compliance - it's an essential guide to fortifying operational resilience without compromising effectiveness: https://lnkd.in/g3HFNY3C AFME (Association for Financial Markets in Europe) #DORACompliance #OperationalResilience #FinancialSectorRegulation #AFME
DORA Compliance: Untangling Key Hurdles to Implementation
social.roberthalf.com
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Navigating DORA compliance complexities is a pressing challenge for financial entities. Our latest whitepaper unpacks key hurdles like onerous reporting and third-party risk management, as we approach the January 2025 deadline. It's clear - to build a robust digital landscape, these intricacies must be untangled through collaborative efforts between regulators and financial institutions. Explore our latest whitepaper on DORA compliance - it's an essential guide to fortifying operational resilience without compromising effectiveness: https://lnkd.in/g3HFNY3C AFME (Association for Financial Markets in Europe) #DORACompliance #OperationalResilience #FinancialSectorRegulation #AFME
DORA Compliance: Untangling Key Hurdles to Implementation
social.roberthalf.com
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Navigating DORA compliance complexities is a pressing challenge for financial entities. Our latest whitepaper unpacks key hurdles like onerous reporting and third-party risk management, as we approach the January 2025 deadline. It's clear - to build a robust digital landscape, these intricacies must be untangled through collaborative efforts between regulators and financial institutions. Explore our latest whitepaper on DORA compliance - it's an essential guide to fortifying operational resilience without compromising effectiveness: https://lnkd.in/g3HFNY3C AFME (Association for Financial Markets in Europe) #DORACompliance #OperationalResilience #FinancialSectorRegulation #AFME
DORA Compliance: Untangling Key Hurdles to Implementation
social.roberthalf.com
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Navigating DORA compliance complexities is a pressing challenge for financial entities. Our latest whitepaper unpacks key hurdles like onerous reporting and third-party risk management, as we approach the January 2025 deadline. It's clear - to build a robust digital landscape, these intricacies must be untangled through collaborative efforts between regulators and financial institutions. Explore our latest whitepaper on DORA compliance - it's an essential guide to fortifying operational resilience without compromising effectiveness: https://lnkd.in/g3HFNY3C AFME (Association for Financial Markets in Europe) #DORACompliance #OperationalResilience #FinancialSectorRegulation #AFME
DORA Compliance: Untangling Key Hurdles to Implementation
social.roberthalf.com
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Confused by the latest clawback guidance? RSM has you covered with all the details and advice on how to mitigate your exposure and decrease the risk of financial inaccuracies. #compliance #financialmanagement #SEC
Mitigating risk in response to the recent DOJ guidance
rsmbuzz.com
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