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Draft agenda for ADISA’s Alts Research & Due Diligence Forum has been announced! Sessions include: -Industry Update -Reg BI Duty of Care: FINRA’s Exam Expectations and Enforcement Cases -Sourcing, Diligence and Other Practice Considerations for Registered Investment Advisors Who Use Alternative Products -Sponsor Due Diligence Process Part I: Financial Statements, Site Visits, Understanding Prior Performance and Lessons Learned -Sponsor Due Diligence Process Part II: Applied Due Diligence -Alternative Product Marketing: Reg. D Rule 506 and FINRA Conduct Rule 2210 -Regulatory Developments Affecting Alts Products -Real Estate and Energy Market Developments: Survive to 2025! -Rep/Advisor Product Education: Overview of Latest Developments Learn more and register here: https://lnkd.in/gDrHsqmN

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Logan M.

Alternative Investments | Investment Research & Due Diligence | Faith, Family, and Finance

5mo

Looking forward to the event!

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