This is such an important new area of regulation that many firms have underestimated. We continue to work with businesses to help understand the impact. #consumerduty
Learn more about the Consumer Duty and our expectations by registering for a live webinar on 6 December. You can submit questions when registering or during the event. #FinancialServices #ConsumerDuty
In their latest conversation with Money Marketing, Abi Reilly and Luke Murray shared key insights on the evolving ESG obligations for UK and European firms, touching on anti-greenwashing measures, product labels, and more. #ESG #SDR
In our latest webinar, my colleague Rebecca Thorpe will be teaming up with experts from Mishcon de Reya LLP to explore non-financial misconduct. They’ll be covering regulatory challenges, staffing issues, best practices, and more. Sign up here: https://lnkd.in/eTAGCWRS
The SEC’s examination programme is crucial for US financial market integrity. My colleague, Ryan Stibich, highlights how mock exams can reveal operational weaknesses and keep you out of regulatory trouble #SEC
Swedbank CEO's conviction underscores the importance of strong AML compliance. Bovill Newgate provides expert guidance to navigate complex financial regulations and mitigate risk. Protect your reputation and your business. #swedbank #AML #compliance
Since the FCA embraced a data-driven approach to regulation in 2020, firms have been facing more intricate and frequent inquiries. My colleague, Paul Cowland, shares insights on effectively managing this tricky regulatory environment.
The latest Bovill Newgate newsletter is here! It covers the FCA’s data-led strategy, tips on handling PEPs, and key UK-US regulatory differences for global firms 🌍 Give it a read below.
Effective 1st August 2024, the MAS’ RFMC regime has been repealed, and all successful applicants are now Licensed Fund Management Companies. With a tight 14-day deadline to adjust, my colleague Billie-Jo Dixon highlights the benefits of doing a 'practice run’
The FCA has set out its latest review of insurance firms. My colleague Mike Harrison breaks down what boards, senior managers, and compliance teams need to know to stay ahead.
