Paul Hoskins’ Post

Recent fines highlight the high cost of poor monitoring. Learn how compliance technology can help you: ✅ Detect risks like unusual trading patterns ✅ Support advisor independence ✅ Build resilience against challenges —read the blog now. https://bit.ly/41pGNhp

Financial institutions and their technology providers now have just six months to comply with the EU’s Digital Operational Resilience Act (DORA). We’ve helped clients facing massive and complex regulatory requirements repaper their contracts in a timely fashion and under budget. Here is a snapshot of how we can support your DORA compliance journey. Read more here: https://ow.ly/nyQH50SIsZA

The financial industry is evolving rapidly, with technology playing an ever-greater role in both opportunities and challenges. Recent enforcement actions highlight the critical need for institutions to manage third-party risks, test processes thoroughly, and build a culture of compliance. As financial innovation accelerates, the risks tied to technology and regulations like EFTA, Reg E, and FCRA demand robust, proactive oversight. At CrossCheck Compliance, we partner with financial institutions to help them navigate these complexities and strengthen their compliance programs. Reach out today to see how we can help! https://lnkd.in/gXmubnbk

Insightful Regulatory reporting blog from my colleague Andrew Seymour and a number of other leading industry professionals. Read the full blog here: https://lnkd.in/gzDzKS9P

Discover S&P Global's 2025 Regulatory Reporting Trends and Insights. In this blog, Andrew Seymour (CubeMatch Head of Advisory Services), alongside other leading industry professionals, share their perspectives and insights into the challenges the industry faces as regulators focus on operational processes and improved data quality. ➡️ Read the full blog here: https://lnkd.in/gzDzKS9P #RegulatoryReporting #RegulatoryTrends #Insights #RegTech #PoweringChange

In today's fast-paced regulatory landscape, a platform approach to compliance solutions is becoming indispensable. It fosters integration, enhances collaboration, and provides real-time insights across functions. Streamlined processes reduce risk and ensure adaptability. Check out the insightful read here: https://ow.ly/6ZJ930sJjBa

Discover how compliance drives business growth and innovation. This Moody's article discusses key strategies for managing risks, engaging regulators, and leveraging digital tools. https://lnkd.in/eqbiMnCa #Compliance #BusinessGrowth #AML #CorporateGovernance #ComplyLog

👉🏻👉🏻👉🏻 Question: What distinguishes the very best from the rest? 👉🏻👉🏻👉🏻 Answer: The very best not only meet the basic needs but also exceed expectations significantly. In the financial industry, selecting the right tools is paramount, not just for operational efficiency but for regulatory compliance and investor trust. A robust toolset can automate compliance processes, ensuring adherence to complex regulations and minimizing human error. This proactive approach to compliance can significantly reduce the risk of penalties and enhance the firm's reputation among cautious investors. Moreover, advanced tools provide transparency and real-time reporting, key factors in maintaining investor confidence. Thus, investing in the right technology is not an expense, but a critical strategy for regulatory compliance and building enduring investor relationships. #compliance #operations

WEAVING GOLDEN THREAD THROUGHOUT THE FABRIC OF AN ORGANISATION In the evolving landscape of financial services, where regulation acts as the compass and compliance the North Star, organisations find themselves navigating treacherous ever-changing waters. Gaining access to timely and accurate contemporary ground truth in todays hyperconnected organisations is challenging for decision makers, particularly those in the role of SMF. Financial services organisations are complex, consisting of a network of interdependent actors which include employees, customers, systems, third-party vendors, rules, procedures etc each interplaying to cocreate desired outcomes. Making sense of the landscape is made difficult by a myriad of interactions and transactions between actors, making accurate prediction of future performance and events impossible. Senior leaders often struggle to align day-to-day operations with strategic objectives and key results. It’s like stitching together a complex tapestry, one that encompasses regulatory rules, obligations, controls, and accountable persons. Enter HAELO, a visionary new-start with a mission to transform traditional #GRC (governance, risk, and compliance) practice and provide leaders with contemporary decision worthy resilience and threat intelligence. The HAELO solution doesn’t merely skim the surface of GRC but plumbs its deepest depths. The secret, a configurable digital twin solution which combines genAI and human situational awareness to detect and respond to anomalies at the earliest opportunity and reduce exposure to emergent threat. The HAELO IO® platform ‘is’ the Golden Thread. Imagine your entire enterprise at your fingertips. It's like having a GPS for organisational GRC from the palm of your hand. Strap in, we are about to rewrite the GRC rulebook! Want to know more? Please DM; Dr Mick O'Connor CEng CDir. FinTech Scotland Giovanna Cucchi Trish Quinn Anthony G Gerrard FRSA Devraj Basu Ian Davey Laura Walker Michael Rasmussen Sandy Begbie CBE FRSE Sarah Sinclair Sarah Downs (F.FISP) Dr David Gillespie, CEng MIET Stuart Macdonald Catherine McWilliam Karen Meechan Joanne Seagrave Felix Honecker Patrick Ring Nathalie Cutting Mark Pointer Mark Cummins John Finch Mary Campbell OBE #fintech #regtech #compliancematters #regulatoryrisk #riskmanagement