【”Ethics and Compliance - Keys to Professional Success” - ICAC Seminar for Financial Services Practitioners with Managerial Roles】#CPTWebinar #CFAEducation
In collaboration with the Hong Kong Securities and Investment Institute, we had the honor of inviting Mr. Colin Lau, Senior Community Relations Officer, Hong Kong Business Ethics Development Centre, ICAC, as our esteemed speaker of the CPT webinar titled “Ethics and Compliance - Keys to Professional Success” - ICAC Seminar for Financial Services Practitioners with Managerial Roles.
During the webinar, Mr. Lau shared insights on the importance of professional ethics, common legal and ethical issues in the industry with illustrative ICAC cases, the legal and regulatory framework against bribery and related malpractices, principles for making ethical decisions, and tips on managing staff integrity. He also dispelled some common misunderstandings through a polling quiz and answering the audience’s queries. Lastly, he encouraged the reporting of corruption in case of reasonable doubts to safeguard the probity culture in the financial industry.
We are grateful for the fruitful sharing by Mr. Lau and the active participation of the attendees. Please stay tuned for our upcoming events and we’ll continue to bring you more Ethic/Compliance CPT seminars in the future!
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#CFASocietyHongKong #CFA #ICAC #Ethics #Compliance