Cadwalader attorneys provide a practical overview and comparison of the recently published Financial Conduct Authority Policy Statement PS24/4, detailing the final FCA Securitisation Sourcebook, and the Prudential Regulation Authority Policy Statement PS7/24, which covers general requirements for securitisation, including the new Securitisation Part of the PRA Rulebook. Read our memo here: bit.ly/3wtbKEv
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#Line Order v. 3 - EA MetaTrader 4 https://lnkd.in/ekrmkd7A # This is EA is to help manual traders by being able to set out their trading plan on the graph and adjust accordingly. At this time the EA doesn't support adding lots to a trade for to do that currently would involve closing the trade and re-opening as a larger one. The EA does ho...
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Rule for rules Rules are made to be followed not to be broken or having exception every now then. If you yourself is the rule maker follow it. In case you find you are breaking rules in the name of exception frequently, replace the old rule with new one and follow the same diligently until you again start marking exceptions. #LiberateLearning #SalimSolaiman
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Attention 13-F Filers: The August 31st deadline for your Form N-PX reports has passed, but you still have the opportunity to ensure compliance with your proxy voting responsibilities. Stay on top of your filing process by reaching out to your account manager or connecting with an EA consultant today. We’re here to support you in staying on track and meeting your regulatory requirements. Remember, maintaining compliance is essential to your firm’s integrity and success. Let’s achieve this together! #FileWithConfidence #MutualFunds #InvestmentManagement #AssetManagement #SEC #FinancialServices
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'DR Corner: Introducing Assent: Combining Arbitration and Private FDRs in a Streamlined Process based on the FPR Directions' by Zoe Bloom for Issue 2 (Summer) of the Financial Remedies Journal. Read more: https://ow.ly/QYvB50SyCGM #FinancialRemedies
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What are the key features of adjudication? Read on to see how this fast-paced method of dispute resolution works and how you should prepare https://lnkd.in/eiZtk2U5
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Do you have questions about the NAR settlement and the new forms? Bring them to tomorrow's webinar!! 📅 Phil will be hosting another open forum webinar about the NAR Settlement and what it means for your business going forward. Agenda 💻: 1) Overview of NAR Settlement 2) New Forms Required 3) Compliance Considerations 4) Questions & Answers Register here: bit.ly/NARWebinar8-5 #DaltonWade #RealEstateTraining #NARSettlement
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