docStribute®️’s Post

This should be interesting to see what year 2 of the consumer duty looks like.

Learn about the impact of the Consumer Duty and our priorities for the year ahead. Register for the live event on 31 July. #ConsumerDuty #Webinar #ConsumerProtection #FinancialServices #FinancialRegulation

Sign up for the Financial Conduct Authority's 'Consumer Duty: 1 year on' seminar on 31 July and find out the impact the Duty has had in its first year, examples of good practice and areas for improvement, and their priorities for the year ahead. https://lnkd.in/gRQ9kwgC #ConsumerDuty

Ever wonder what happens to your consumer complaints? They could help stop bad business practices - if the data was published! Read our new report on why regulators should make complaints data more accessible: https://lnkd.in/g7aZEjWm #consumerrights #complaints #australianconsumerlaw

A few tips for anyone writing their CD Board report #consumerduty #boardreporting

Calling all Compliance Leads preparing their first Consumer Duty Board Report. Here's a few tips in our latest blog.... https://lnkd.in/efibP5iE

Did you know we have a newsletter geared toward small businesses and local governments? Best of all IT'S FREE! 📰 Titled "The Advocate," this newsletter provides periodic updates on rules, compliance issues, and regulatory concerns. Sign up today 👉 https://loom.ly/PlBH49s #SmallBusinessWeek #WeAreTCEQ

Complaints about mis-selling and suitability of advice are on the rise. They are the most complained about issues for financial advisers, according to an analysis by Oxford Risk. Firms that use technology to monitor and assess customer interactions automatically will be better equipped to avoid these complaints. This tech can help them identify signs of mis-selling or unsuitable advice before a customer complains. It will also enable them to understand how well their advisors are performing and address any problems. https://hubs.la/Q02sw-hz0 #CustomerInteractions #financialadvice #financialadvisor

Join us for our first webinar of FY24, where we will be focusing on Consumer Duty. As highlighted by the FCA December update, the financial services market is still catching up on aligning with the spirit of the legislation. Along with our partners, Lexis Nexis, we will be discussing some of the pain points and also outline the strategies that have been observed to work best amongst our customers and discuss some steps to take to ensure your organization is prepared for a heightened period of regulatory oversight. Don't miss out on this opportunity to learn from the experts. Register for the webinar here: https://lnkd.in/eqssRPpY #consumerduty #webinar #regulatoryoversight

An interesting view on what to do post the introduction of Consumer Duty; obviously there are pros and cons in each direction on this. What are your thoughts? #consumerduty #financialservices #wealthmanagement https://lnkd.in/gijyh-tw