Eagle Capital Advisors’ Post

Technology sure has changed over the years. When we stepped into the RIA space 250 days ago with Concurrent, we new we would have best of class technology. After spending our entire careers in the big bank wirehouse environment, we weren't mentally prepared to understand exactly how exciting the new landscape would be for our clients. If you're stuck in the type of environment, whether as a client or advisor, that limits your abilities and flexibility, we should talk. Want some freedom? #eaglecapitaladvisors #financialadvisors #fiduciaries #wealthmanagement #riskmanagement #clientsfirst #financialplanning #independentfinancialadvice #poweredbyconcurrent www.eaglecapadvisors.com #culture #technology #innovation

Are you a financial advisor wondering if the time has come to leave the Wall Street Wirehouse environment and become an independent fiduciary? Here are 5 signs it may be time for you to leave: You Have Outgrown The "Lowest Common Denominator" Management Style Of The The Wirehouse. Your Client Relationships Are On A Solid Footing. You're Ready For A More Supportive, Individualized Work Culture. You've Created A Business Plan That Works For You. You've Got The Right Transition Resources In Place. At Eagle Capital, we can offer Big Bank Wall Street advisors the advice and transition assistance needed to create your new independent, self directed practice. Confidentiality, professionalism and respect are protocol to our practices, beliefs and culture. Want a breathe of fresh air? We've been where you are. Let's talk #eaglecapital #financialadvisors #technology #independent #culture #wealthmanagement #finance #culture #ria #poweredbyconcurrent  www.eaglecapadvisors.com

For financial institutions, meeting Know Your Customer (KYC) deadlines is critical ✅ So when our client, a leading investment bank, risked missing a regulatory remediation date for over 3000 customer files, Albany Beck stepped in and project managed a strategic programme to help tackle the issue. 🗓️ Exceeding productivity targets, we swiftly onboarded a 60-person team and remediated 40% of cases within the first month. Read more about how, with Albany Beck's support, this client met their deadlines and avoided potential fines 👉 https://lnkd.in/eynmhfsx #KYCCompliance #ABConsultants #CriticalProjectManagement

What are the keys to client trust, engagement and retention? This will be explored by Ash Rajan of Merrill Lynch, Thomas Caruso CFP® of Morgan Stanley, Vanessa Fernandes and Nikhil Sharma of Capco in the first panel discussion after lunch. #GWTSUS24 #WealthTech #FinTech

Why Banks And Brokerage Firms May Be Ordering Workers To Return To The Office   Wall Street brokerage firms, such as Barclays, Citigroup and HSBC, are requiring thousands of employees who were eligible to work from home to return to the office five days a week. One of the reasons for the RTO edict is that new regulations from the Financial Industry Regulatory Authority—a self-regulatory agency—now require the home offices of remote workers to be registered and inspected every three years under a new pilot program, Bloomberg reported.   https://lnkd.in/eijY4qXB   #SpartanCapital #InvestmentBanking #FinanceExpertise #BusinessGrowth #OurTeamOrNoTeam #WallStreet #TradeSettlement #FinanceNews #MarketEfficiency #SEC #TradingRisk #T1Settlement #StockMarket #USMarkets #GlobalMarkets #Investment #FinancialRegulation #MarketInfrastructure #CapitalMarkets #Liquidity #SecuritiesTrading #DTCC #Banking #AssetManagement #ForeignExchange #MarketTransition #EconomicNews Spartan Capital Securities, LLC John D. Lowry

Why Banks And Brokerage Firms May Be Ordering Workers To Return To The Office   Wall Street brokerage firms, such as Barclays, Citigroup and HSBC, are requiring thousands of employees who were eligible to work from home to return to the office five days a week. One of the reasons for the RTO edict is that new regulations from the Financial Industry Regulatory Authority—a self-regulatory agency—now require the home offices of remote workers to be registered and inspected every three years under a new pilot program, Bloomberg reported.   https://lnkd.in/eufn3shU   #SpartanCapital #InvestmentBanking #FinanceExpertise #BusinessGrowth #OurTeamOrNoTeam #WallStreet #TradeSettlement #FinanceNews #MarketEfficiency #SEC #TradingRisk #T1Settlement #StockMarket #USMarkets #GlobalMarkets #Investment #FinancialRegulation #MarketInfrastructure #CapitalMarkets #Liquidity #SecuritiesTrading #DTCC #Banking #AssetManagement #ForeignExchange #MarketTransition #EconomicNews Spartan Capital Securities, LLC John D. Lowry

A new year means new opportunities. The best way to prepare for what’s ahead is to partner with a team of trusted advisors who understand where you are and where you’re headed, as well as what’s going on in the world.   Our latest Truist Purple Paper features insight from leaders at Truist Securities, Commercial Banking, Wealth, and Commercial Real Estate designed to help businesses mitigate risks while harnessing opportunities. #TeamTruist   Stellar Tucker, John Pilant, Patrick Stevens, George Calfo, Michael Nemeroff https://lnkd.in/e5RD4KtK

Our very own Kristen Bitterly Michell and Andy Sieg talk about what's unique and powerful about Citi Wealth. Hear what they have to say in Episode 3 of  #GoodThingsHappen. #CitiWealth #Technology #WealthManagement #Growth

New episode dropped, just in time for the weekend! 😉 Timing is critical if you’re looking to sell your business. But how can you take timing out of the equation? And is there really ever a right time to sell? Join leading industry and HSBC experts, as they answer business owners' most burning questions in relation to managing timing risk pre and during an exit. Watch the opening chapter of “Is Timing Everything?” at: https://grp.hsbc/6048eBm0s Have a great bank holiday all! 😎 #BeyondBusinessOwnership #BusinessExit #ExitStrategy #PrivateBanking (For UK audiences only)

Do you find yourself held captive or "stuck" at a Wirehouse, Insurance BD or Bank? Maybe it's time to explore your options like the hundreds of others who have found financial freedom and independence by joining independent Hybrid RIA firms like ours. #GoHybridRIA #GrowWithUs #JoinPerennial #FinancialFreedom #Independence #Ownership #entrpreneurship #Breakaway #Breakfree #NoMoreQuotas