European Securities and Markets Authority (ESMA)’s Post

With less than a month left in 2023, we’re seeing strong indications that #institutional and #retail investors are taking advantage of recent yield volatility to book advantageous losses through a strategy known as 'tax-loss harvesting.' Read more about the uptick in activity we're seeing on our platform, and how investors can pursue these strategies electronically in our latest blog by Bill Buzaid, Managing Director, Head of Sales & Relationship Management, Tradeweb Direct and Alexandra Isayev, Director, Head of Portfolio Solutions Product: https://lnkd.in/eqKQFguY

The whipsaw in rates combined with the fast approaching calendar year end has created a sense of urgency among those seeking tax-loss swaps in #muniland. Tradeweb is uniquely positioned to help both #retail and #institutional investors capitalize on these opportunities electronically.

💼 Building a successful brand in the financial industry is not easy! Swissquote has redefined the online trading landscape with a unique combination of strategies. Their focus on customer service, transparency, and value for money has secured their position at the top. Find out more in our latest Ipsos research paper… 📈 #Ipsos #IpsosBrandSuccess #Empathy #OnlineTrading

💼 Building a successful brand in the financial industry is not easy! Swissquote has redefined the online trading landscape with a unique combination of strategies. Their focus on customer service, transparency, and value for money has secured their position at the top. Find out more in our latest Ipsos research paper… 📈 #Ipsos #IpsosBrandSuccess #Empathy #OnlineTrading

If one thing has become clear since 2020, it's that rapid change is now the norm. One of the keys to remaining nimble amid all the evolution is getting the best view possible of the market around you. I'm excited by what Circana is doing to make good data more accessible to up-and-coming companies. While Liquid Data GO is rolling out to CPG companies first, it's on the roadmap for everyone in the Circana universe in the not-too-distant future. And I also believe emerging companies will be the ones to re-boot our imagination when it comes to a smarter, healthier future. When high-quality accessible data is paired with best-in-class thought leadership, there is nothing we can't do. #agilehorizons

💼 Building a successful brand in the financial industry is not easy! Swissquote has redefined the online trading landscape with a unique combination of strategies. Their focus on customer service, transparency, and value for money has secured their position at the top. Find out more in our latest Ipsos research paper… 📈 #Ipsos #IpsosBrandSuccess #Empathy #OnlineTrading

The U.S. equity markets are the most robust in the world and continue to be among the deepest, most competitive, most liquid and most efficient. They are also among the most regulated. SIFMA's Market Structure Conference starts Wednesday, November 1 with Listed Options and continues Thursday, November 2 with Equity Market Structure: https://bit.ly/3tNnkZA Join us in NYC for discussions on: • Listed Options Market Structure • Options Exchange Leader Perspectives, incl. potential impacts of SEC rulemaking • Trends in Retail Trading • Will Regulation Usher in a New Era of Equity Trading? • Insights into Equity Market Dynamics • Innovation in Liquidity Provision • And more Plus, don't miss our keynote speakers: • Tom Sosnoff of tastylive on November 1 • Rep. Ritchie Torres (NY-15) on November 2 There's still time to register! See the full program and sign up to hear from our expert lineup on one day or both days. #SIFMAMarketStructureConf #SIFMAOptions #SIFMAEquity #equitymarkets

As trade patterns shift, it can be difficult for businesses to maintain vigilance over big-picture industry strategies and adjustments. With TradeView, developed in collaboration with Dun & Bradstreet, businesses can ensure maximum vigilance over industry behavior. Leveraging TradeView, businesses can access the at-a-glance insights needed to maintain visibility over transportation trends and trade flows across dynamic industries. 📊Specific volumes for planned, in progress, and complete shipments provide holistic insights into trade strategies and adaptation. 📈Compare volumes from multiple companies in a single glance, providing a detailed sector overview. 📦Assess strategies by looking at specific product volumes, bolstering insight into a dynamic consumer marketplace. Ready to learn more about TradeView? Request early access today: https://bit.ly/4afott6

Contemplating a Post-Trade Processing Transformation Journey? Here is Some Food for Thought. Especially now when there are so many unknowns dominating the ‘new norm’ world we inhabit and the regulatory “Departure Board” is so packed with changes in flight, it is crucial for firms to consider these key strategic concepts: defragmenting, simplifying, and consolidating. Read to learn more about them and the Five Steps Adenza believes pave the way to building a foundation for a strategic transformation: https://lnkd.in/dJ6ErhNY #posttrade

Thanks Larry Swedroe for the extensive writeup on ExtractAlpha's research about using unique retail investor attention data to enhance stock selection signals.  I believe this data from InvestingChannel represents an incredible untapped resource in understanding the dynamics of quant anomalies and sharpening one’s signal performance by distinguishing between informed traders and noise traders. In short, the anomalies we know and love (value, momentum), as well as other more advanced signals, "work" better within a universe which (controlling for size) is more retail investor-heavy, as these names are simply less efficiently priced. Factor investors of all stripes can do better by focusing on these names.