Financial Advisor IQ’s Post

https://lnkd.in/eKrAbCHD Here's a link to an article from 2019 announcing the launch of Wells Fargo's RIA solution for their advisors that are seeking more independence than the FiNet channel allows followed by an article published today announcing the launch of Wells Fargo's RIA solution for their advisors that are seeking more independence than the FiNet channel allows.

Stay informed and stay ahead with the new 2023 KYC changes! Whether you're an existing investor or looking to start, understanding these updates is crucial. Learn how FinVest can help you navigate the new KYC norms to keep your investments growing without a hitch. Check out our latest blog for all the details. Read Complete Blog here 👇👇 https://lnkd.in/d6KYtiW4 #KYCUpdates #MutualFunds #FinVest #InvestmentSuccess #FinancialSecurity #AadhaarLinking #PANCard #NRIInvestors #InvestmentStrategy #Compliance #FinVest #FinancialAdvice #SecureInvestments #KYC2023 Talk to our experts at FinVest today. Call +91 95886 53145 or visit myfinvest.in

Stay informed and stay ahead with the new 2023 KYC changes! Whether you're an existing investor or looking to start, understanding these updates is crucial. Learn how FinVest can help you navigate the new KYC norms to keep your investments growing without a hitch. Check out our latest blog for all the details. Read Complete Blog here 👇👇 https://lnkd.in/d6KYtiW4 #KYCUpdates #MutualFunds #FinVest #InvestmentSuccess #FinancialSecurity #AadhaarLinking #PANCard #NRIInvestors #InvestmentStrategy #Compliance #FinVest #FinancialAdvice #SecureInvestments #KYC2023 Talk to our experts at FinVest today. Call +91 95886 53145 or visit myfinvest.in

In this video where Astrid Raetze our CEO and founder as part of a panel explore the key elements of Prime Brokerage (PB) agreements. They examine critical aspects such as asset segregation, rehypothecation, and absolute transfer of collateral, providing insights into how these factors impact your credit exposure and risk management. They also discuss essential clauses, including events of default, margin, and collateral requirements, and the importance of understanding the entity you're dealing with. This guide aims to equip you with the knowledge to negotiate PB agreements effectively, ensuring your assets are protected, and you're fully informed about potential risks and opportunities. https://lnkd.in/eHp8h9dN Sophie Gerber #fintech #primebroking #hedgefund

How does asset servicing avoid going the way of the dodo? My thoughts in GC this week post-TNF.

What's the latest in this growing sector of Fincrime? Check out this Global Financial Report by NASDAQ https://zurl.co/i7tF Once you're done, check out https://zurl.co/w9nI and find out how to get your career started in the industry! #NASDAQ #Fincrime #newcareer #analyst

In the financial industry, the Goldman folly of RIA custody has become a legendary black hole. Its sole purpose was to distribute GS asset management products, but it turned out to be a factory with no loading dock and no sales. It's only a matter of time before we hear about the sale, retrenchment, or quiet death of this idea. This is just another GS error playing in a box that is not part of their DNA. #GoldmanSachs #RIAcustody #AssetManagement #FinancialIndustry

Are you a financial advisor wondering if the time has come to leave the Wall Street Wirehouse environment and become an independent fiduciary? Here are 5 signs it may be time for you to leave: You Have Outgrown The "Lowest Common Denominator" Management Style Of The The Wirehouse. Your Client Relationships Are On A Solid Footing. You're Ready For A More Supportive, Individualized Work Culture. You've Created A Business Plan That Works For You. You've Got The Right Transition Resources In Place. At Eagle Capital, we can offer Big Bank Wall Street advisors the advice and transition assistance needed to create your new independent, self directed practice. Confidentiality, professionalism and respect are protocol to our practices, beliefs and culture. Want a breathe of fresh air? We've been where you are. Let's talk #eaglecapital #financialadvisors #technology #independent #culture #wealthmanagement #finance #culture #ria #poweredbyconcurrent  www.eaglecapadvisors.com

So excited to share that Macquarie Group has joined Hawk's existing investors (Rabobank, BlackFin Capital Partners, Sands Capital, DN Capital, Picus Capital and Coalition Capital), as we further extend our Series B to accelerate global banking client growth. For me, this is attributed to who we are and what we stand for - which is fully embodied in our company values: Our Growth is our Impact Customer Trust is our Lifeblood Our Team is why We Win So proud to be a part of this amazing organization. Onwards and upwards, guys! [Link to press release in the comments below] #banking #payments #fincrime #aml #fraud #ai #artificialintelligence #seriesb #funding #technews #risktech #regtech #fintech Tobias Paulina Falk Sarah Wolfgang Michael Maximilian Chris Natalie Lazar Ciaran Paola Bel Markus Bryant Moein Evgenia Indira David Ben Brendan

How is the cost of compliance impacting the regulatory change management space? This will be explored in the next panel discussion of Stream A, featuring Dr Sian Lewin of The Reg Doctor, Rik Appleby of NatWest Group and Alex Gerald of BNY Mellon. #GRTS24 #FinTech #RegTech