FINTRAIL’s Post

🚨 Have you registered for FINTRAIL's upcoming Risk Assessment Workshop ? With Q4 steadily approaching, many firms will be planning for their financial crime risk assessment. Global regulators including the FCA have made it clear that risk assessments are a key area of focus for them over the next 18 months, so getting it right is crucial. To help you prepare, FINTRAIL is hosting a virtual risk assessment workshop in which James Nurse, Maya Braine and Ciara Aitchison will be exploring: 1️⃣ Risk identification and documentation 2️⃣ Controls and mapping 3️⃣ Methodologies that underpin robust risk assessments 4️⃣ Connecting your risk assessment to the wider framework 5️⃣ How FINTRAIL can support your firm 👉 Register now: https://lnkd.in/eZKn_fe4 ✨ Interactive Q&A ✨ We value your input! Share your questions and topics of interest during registration, in the comments below or email them to us, and we'll address them during the workshop.

🚨 Upcoming Webinar: Risk Assessment Workshop 🚨 With Q4 steadily approaching, many firms will be planning for their financial crime risk assessment. Global regulators including the FCA have made it clear that risk assessments are a key area of focus for them over the next 18 months, so getting it right is crucial. To help you prepare, FINTRAIL is hosting a virtual risk assessment workshop in which we'll be exploring: 1️⃣ Risk identification and documentation 2️⃣ Controls and mapping 3️⃣ Methodologies that underpin robust risk assessments 4️⃣ Connecting your risk assessment to the wider framework 5️⃣ How FINTRAIL can support your firm 👉 Register now: https://lnkd.in/gCiRZE4W ✨ Interactive Q&A ✨ We value your input! Share your questions and topics of interest during registration, in the comments below or email them to us, and we'll address them during the workshop. #fincrime #compliance #riskassessments

As auditors, we know that not all risks are created equal. That's why risk-based auditing is crucial! Here's how to get started: 1.⁠ ⁠Identify high-risk areas (regulatory, financial, operational) 2.⁠ ⁠Assess risk likelihood and impact (risk matrix, anyone?) 3.⁠ ⁠Develop targeted audit procedures (make those tests count!) By focusing on high-risk areas, you'll: 1- Enhance audit effectiveness 2- Improve risk management 3- Boost efficiency What's your go-to risk-based auditing strategy? Share with me! #RiskBasedAuditing #InternalAudit #AuditBestPractices #RiskManagement #LetsLearnTogetherGrowTogether

🚨 Upcoming Webinar: Risk Assessment Workshop 🚨 With Q4 steadily approaching, many firms will be planning for their financial crime risk assessment. Global regulators including the FCA have made it clear that risk assessments are a key area of focus for them over the next 18 months, so getting it right is crucial. To help you prepare, FINTRAIL is hosting a virtual risk assessment workshop in which we'll be exploring: 1️⃣ Risk identification and documentation 2️⃣ Controls and mapping 3️⃣ Methodologies that underpin robust risk assessments 4️⃣ Connecting your risk assessment to the wider framework 5️⃣ How FINTRAIL can support your firm 👉 Register now: https://lnkd.in/gCiRZE4W ✨ Interactive Q&A ✨ We value your input! Share your questions and topics of interest during registration, in the comments below or email them to us, and we'll address them during the workshop. #fincrime #compliance #riskassessments

I am feeling overwhelmed by the audit process. I’m struggling to understand how to excel in it, especially with all the jargon, IT controls, and risk management concepts. I'm just getting started, but I still feel a bit lost and unsure of where I stand in the process. Could you provide some tips and techniques to help me improve?

Half of G-Sib respondents in latest Op Risk Benchmarking survey plan to introduce more automation to risk controls, and some have already begun the process https://hubs.li/Q02KVPgl0 Non-subscribers can get a snapshot of Risk’s coverage. Registration is free, and allows you to read two articles a month: https://hubs.li/Q02KVXqC0

Missed our PCI readiness webinar? No problem! You can now access the recording and presentation materials at your convenience. Learn about risk management and compliance for financial institutions and reach out with any questions you may have. Click the link to access the materials. #PCICertification #RiskManagement #Compliance #FinancialInstitutions

Increasing globalization, new business models, changing technology, and evolving risk management approaches — as you face these challenges and opportunities, our Chubb Risk Engineering specialists focus on bringing you and your business the latest in risk mitigation strategies at our interactive educational facility. Learn about the CREC today: https://bit.ly/3XYaYLe

Increasing globalization, new business models, changing technology, and evolving risk management approaches — as you face these challenges and opportunities, our Chubb Risk Engineering specialists focus on bringing you and your business the latest in risk mitigation strategies at our interactive educational facility. Learn about the CREC today: https://bit.ly/3XYaYLe

Increasing globalization, new business models, changing technology, and evolving risk management approaches — as you face these challenges and opportunities, our Chubb Risk Engineering specialists focus on bringing you and your business the latest in risk mitigation strategies at our interactive educational facility. Learn about the CREC today: https://bit.ly/3XYaYLe