Paul Wood, Grath's Chief Operating Officer, breaks down the jargon around CASS in our recent webinar with fscom. If you missed it, don't worry—you can catch the full session on our YouTube channel or SoundCloud in the links below! YouTube: https://lnkd.in/e2NX5FXi Soundcloud: https://lnkd.in/e8syerAn #Grath #CASS #Compliance #Webinar #GRC #fscom
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Another FREE webinar in our Compliance Program Series -- this time, we tackle the difficult topic of dealing with regulators and self-reporting! Don't miss it!! Featuring K&L Gates attorneys Neil Smith and Lance Dial.
Get ready to engage with regulators like a pro! Join us for Session 6 of our webcast series, "Building a Gold Standard Compliance Program," featuring guest speakers from K&L Gates. Discover the ins and outs of engaging with regulators and preparing for SEC examinations. Don't miss out on this valuable knowledge and secure your spot today: https://hubs.ly/Q0283PXq0 #ComplianceEducation #SECExams #ACAInsights #CCOs #ComplianceProfessionals #InvestmentAdvisers
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Getting towards the end of a really insightful webinar series - this one focuses on regulator engagement and prep #ComplianceEducation #SECExams #ACAInsights #CCOs #ComplianceProfessionals #InvestmentAdvisers
Get ready to engage with regulators like a pro! Join us for Session 6 of our webcast series, "Building a Gold Standard Compliance Program," featuring guest speakers from K&L Gates. Discover the ins and outs of engaging with regulators and preparing for SEC examinations. Don't miss out on this valuable knowledge and secure your spot today: https://hubs.ly/Q0283PXq0 #ComplianceEducation #SECExams #ACAInsights #CCOs #ComplianceProfessionals #InvestmentAdvisers
Building a Gold Standard Compliance Program, Session 6 - Regulators
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With a new calendar year on the horizon, is your business prepared if the SEC comes knocking? 📅 🚪 Compliance teams can learn how to engage with regulators like a pro from Session 6 of our webcast series, "Building a Gold Standard Compliance Program," hosted by ACA's Jaqueline Hummel along with guest speakers from K&L Gates! Watch now to gain valuable knowledge, learn tips to prepare for SEC examinations, and discover the ins and outs of engaging with regulators: https://hubs.ly/Q02bdMjj0 #complianceeducation #SECexams #ACAInsights #CCOs #complianceprofessionals #investmentadvisers #RIAs #complianceprograms
Building a Gold Standard Compliance Program, Session 6 - Engaging with Regulators
web.acaglobal.com
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For the basics on SEC rules, forms and guidance, attend Introduction to SEC Reporting & Compliance, a 4-hour live virtual course offered May 7. Learn how regulations are implemented. Estimated CPE: 4.
Master the basics of SEC reporting
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For the basics on SEC rules, forms and guidance, attend Introduction to SEC Reporting & Compliance, a 4-hour live virtual course offered May 7. Learn how regulations are implemented. Estimated CPE: 4.
Master the basics of SEC reporting
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For the basics on SEC rules, forms and guidance, attend Introduction to SEC Reporting & Compliance, a 4-hour live virtual course offered May 7. Learn how regulations are implemented. Estimated CPE: 4.
Master the basics of SEC reporting
To view or add a comment, sign in
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For the basics on SEC rules, forms and guidance, attend Introduction to SEC Reporting & Compliance, a 4-hour live virtual course offered May 7. Learn how regulations are implemented. Estimated CPE: 4.
Master the basics of SEC reporting
To view or add a comment, sign in
-
For the basics on SEC rules, forms and guidance, attend Introduction to SEC Reporting & Compliance, a 4-hour live virtual course offered May 7. Learn how regulations are implemented. Estimated CPE: 4.
Master the basics of SEC reporting
To view or add a comment, sign in
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Deputy Chief Accountant and Accounting Standards Leader, Department of Professional Practice, KPMG US
For the basics on SEC rules, forms and guidance, attend Introduction to SEC Reporting & Compliance, a 4-hour live virtual course offered May 7. Learn how regulations are implemented. Estimated CPE: 4.
Master the basics of SEC reporting
To view or add a comment, sign in
-
For the basics on SEC rules, forms and guidance, attend Introduction to SEC Reporting & Compliance, a 4-hour live virtual course offered May 7. Learn how regulations are implemented. Estimated CPE: 4.
Master the basics of SEC reporting
To view or add a comment, sign in