Japan Exchange Group’s Post

Tokyo Stock Exchange Employee Under Investigation for Insider Trading - https://lnkd.in/gXH48hqj TOKYO, Oct 23 (News On Japan) - An employee of the Tokyo Stock Exchange is under investigation for allegedly sharing non-public company information with family members, raising suspicions of insider trading. The Securities and Exchange Surveillance Commission has initiated a compulsory investigation into this matter. https://lnkd.in/gtXnWJgF According to sources, the employee is suspected of having communicated information regarding a tender offer (TOB) that was obtained through work to a relative multiple times in 2024. In September, a compulsory investigation was conducted at relevant locations. It is believed that the employee's relative traded the company's stocks several times based on this information, making at least 1 million yen in profit. Following the revelation of this incident, the employee has already been removed from the department handling pre-disclosed corporate information. The Japan Exchange Group, which oversees the Tokyo Stock Exchange, stated, "It is true that the employee is under investigation, and we will fully cooperate." Source: FNN Source

Tokyo Stock Exchange Employee Under Investigation for Insider Trading - https://lnkd.in/gXH48hqj TOKYO, Oct 23 (News On Japan) - An employee of the Tokyo Stock Exchange is under investigation for allegedly sharing non-public company information with family members, raising suspicions of insider trading. The Securities and Exchange Surveillance Commission has initiated a compulsory investigation into this matter. https://lnkd.in/gtXnWJgF According to sources, the employee is suspected of having communicated information regarding a tender offer (TOB) that was obtained through work to a relative multiple times in 2024. In September, a compulsory investigation was conducted at relevant locations. It is believed that the employee's relative traded the company's stocks several times based on this information, making at least 1 million yen in profit. Following the revelation of this incident, the employee has already been removed from the department handling pre-disclosed corporate information. The Japan Exchange Group, which oversees the Tokyo Stock Exchange, stated, "It is true that the employee is under investigation, and we will fully cooperate." Source: FNN Source

LCI Updates: This decision stipulates Regulation Number I-I regarding Stock Split and Reverse Stock Split by Listed Companies Issuing Equity Securities, as set out in Attachment to this decision. https://lnkd.in/gF4E_7Ps #capitalmarkets #legalcentric

China's securities regulator has implemented new regulations to tighten controls on major shareholders' reductions in stock market holdings on last Friday. These rules aim to eliminate loopholes that previously allowed unregulated and indirect reductions in stakes. The most stringent regulations to date, they address critical oversight issues in the A-share market. The China Securities Regulatory Commission (CSRC) now requires strict pre-disclosure, limits on quarterly share sales, and caps on selling shares pre-IPO. These enhancements promote a rational investment approach, laying a stable foundation for China's equity markets. #China #stockmarket #regulator #newrules #shareholders

South Korea will sharply raise the threshold for listed companies to remain traded on the domestic stock market to facilitate the delisting of financially troubled companies. #Kospi #Kosdaq #FinancialServicesCommission #KoreaExchange https://lnkd.in/gE4dcKWA

#Codere Online has informed the Securities and Exchange Commission (#SEC) that it risks expulsion from the US Global #Nasdaq index On May 20, the company received a warning letter from the Nasdaq Stock Market for not submitting its 2023 accounts on time. As a result, Codere Online does not meet the standard requirements to continue trading on the US stock market. Full story by Ted Menmuir 👇

South Korea will sharply raise the threshold for listed companies to remain traded on the domestic stock market to facilitate the delisting of financially troubled companies. #Kospi #Kosdaq #FinancialServicesCommission #KoreaExchange https://lnkd.in/gE4dcKWA

#China tightens rules on stock market holding cuts to foster market stability China's securities regulator unveiled new regulations on Friday aimed at tightening controls over major shareholders' reductions in holdings within the stock market. The rules are designed to close loopholes that previously allowed shareholders to execute unregulated and indirect reductions in their stakes.

SEBI changes delisting rules: Market regulator's new Fixed Price Process decoded - Details

On 14 November 2024 the EU Listing Act was officially adopted following its publication in the EU Official Journal. It aims to make EU public capital markets more attractive for EU companies, and to facilitate the listing of companies of all sizes, and particularly SMEs, on European stock exchanges. For more information read our latest briefing: https://lnkd.in/dQ2gxWt9 #EUListingAct