Jean-Christophe Perrin’s Post

Kit Spicer, CFA, PRM, Partner at Capco, discusses the potential implications of the SEC's central clearing rule for US Treasuries with Bloomberg. He highlights the expected increase in competition within the clearing ecosystem and its future significance for the industry. Read the article here: https://okt.to/GZFlgY #FinancialMarkets #Compliance #RiskManagement #Industryinsights #Regulatory

Kit Spicer, CFA, PRM, Partner at Capco, discusses the potential implications of the SEC's central clearing rule for US Treasuries with Bloomberg. He highlights the expected increase in competition within the clearing ecosystem and its future significance for the industry. Read the article here: https://okt.to/LV5uMZ #FinancialMarkets #Compliance #RiskManagement #Industryinsights #Regulatory

The European Securities and Markets Authority (ESMA) is positioning itself to become the EU's equivalent of the SEC, addressing the pressing challenge of fragmented financial regulation across Europe. In a landscape where investor protection and market stability are paramount, ESMA's initiative to consolidate its regulatory powers highlights a crucial shift towards greater oversight. By following a model similar to that of the SEC, ESMA aims to create a more cohesive and resilient financial environment. As professionals in the finance and regulatory sectors, how do you view the impact of enhanced oversight on market dynamics, and what challenges might this pose for financial institutions operating within the EU?

What are 3 key regulatory drivers for the US SEC in 2024? Check out this recent article from Brown Brothers Harriman that features Amy Matsuo, KPMG Regulatory Insights Leader, and her insights on information security & operational resiliency, emerging financial tech, and AML programs.

What are 3 key regulatory drivers for the US SEC in 2024? Check out this recent article from Brown Brothers Harriman that features Amy Matsuo, KPMG Regulatory Insights Leader, and her insights on information security & operational resiliency, emerging financial tech, and AML programs.

What are 3 key regulatory drivers for the US SEC in 2024? Check out this recent article from Brown Brothers Harriman that features Amy Matsuo, KPMG Regulatory Insights Leader, and her insights on information security & operational resiliency, emerging financial tech, and AML programs.

What are 3 key regulatory drivers for the US SEC in 2024? Check out this recent article from Brown Brothers Harriman that features Amy Matsuo, KPMG Regulatory Insights Leader, and her insights on information security & operational resiliency, emerging financial tech, and AML programs.

What are 3 key regulatory drivers for the US SEC in 2024? Check out this recent article from Brown Brothers Harriman that features Amy Matsuo, KPMG Regulatory Insights Leader, and her insights on information security & operational resiliency, emerging financial tech, and AML programs.

Exclusive: Regulators are conducting preliminary reviews on potential regulations for proprietary trading. This development is crucial for firms to understand as it may influence future regulatory landscapes. Finance Magnates revealed that the European Securities and Markets Authority (ESMA) recently ran an initial check on the prop trading market and discussed possible regulations in the industry. #ESMA #proprietarytrading #proptrading #financialregulation #financemagnates #marketnews

Excited to share - What are 3 key regulatory drivers for the U.S. Securities and Exchange Commission in 2024? Check out this recent article from Brown Brothers Harriman that features my insights on information security & operational resiliency, emerging financial tech, and AML programs. Thank you to Brown Brothers Harriman and Adrian Whelan (He/Him) for the call-out.