Katten Muchin Rosenman LLP’s Post

📣 Financial Markets and Fund Partners David Dickstein and Richard Marshall share insights on staying compliant with the SEC's amended Regulation S-P, which introduces stringent cybersecurity protocols for protecting customer information. Key takeaways include new incident response and recovery requirements, expanded scope of protected information, and tighter notification deadlines post-breach. With compliance deadlines approaching — January 3, 2026, for larger entities and June 3, 2026, for smaller ones — Katten's advisory provides a roadmap for navigating these changes. Read more: https://bit.ly/3RMGeJ1 #SEC #Cybersecurity #Compliance #FinancialMarkets

Financial institutions, beware: cyberattacks are escalating, with the finance and insurance sector witnessing 18.2% of global incidents in 2023. The SEC's new rule mandates disclosure within four days, pushing for unparalleled transparency and swift action. How are we preparing to navigate these complexities and safeguard against sophisticated threats like ransomware? Let's prioritize robust cybersecurity measures and collective resilience. Find out how we can help → https://lnkd.in/ghyTj5YZ #Cybersecurity #FinancialSector #SECRules

With considerable changes to the marketing rules, cybersecurity rules, and private fund adviser rules, it's imperative you're fully caught up. The Private Fund Compliance Regulatory Forum will drill down into these changes while giving you access to the people responsible for implementing them. Check out the full agenda to see what's being covered: https://lnkd.in/erkVGERG #PFC24 #privatefunds #compliance #regulations #regulatorycompliance #cybersecurity #privatefundadviserrules #secexam #secenforcement #PFCDC #marketingrule Kellie Green

🛡️ Don’t let fraudsters steal your hard-earned wealth! Protect yourself with these 4 essential tips to stay ahead of financial scams. From verifying credentials to boosting cybersecurity, safeguard your future with informed decisions! 💰🚫 📌 Stay safe and secure—click below to learn more! https://lnkd.in/gb8d2jbG #FinancialSecurity #FraudPrevention #WealthProtection #StayVigilant #AIA #MalaysiaFinance #CyberSafety #SmartInvesting #ProtectYourMoney

Equiniti Trust Company settles with the SEC for $6.6M over cybersecurity failures that exposed significant client losses. This case underscores the urgent need for robust security measures in financial institutions. Know more: https://lnkd.in/gGMUb-Wh #CyberSecurity #FinancialSecurity #SEC #DataProtection #ThreatIntelligence #DarkWebMonitoring #AttackSurfaceManagement #VulnerabilityManagement #BrandIntelligence #Takedown #Disruption #ThirdPartyRiskManagement

The Securities and Exchange Commission has outlined guidelines for reporting cybersecurity breaches, making an important distinction for maintaining the integrity of financial markets. Senior Agency Official Erik Gerding emphasized the need to identify what’s truly important when disclosing incidents, avoiding a flood of unnecessary reports. For further insights, explore the full article at the link in the comments. #SECInsights #CybersecurityDisclosure #Cybersecurity

General counsel understand how the SEC’s final rule puts the onus on companies to give investors current, consistent and “decision-useful” information about how they manage their cyber risks. Here are 7 questions that GCs should be asking now.

The Core of SEC's New Cyber Rules 📈 At the heart of the SEC's new regulations are stringent disclosure requirements. Companies must now provide detailed insights into their cybersecurity risks and incident response strategies. This transparency is a game-changer for investors and stakeholders alike. #transparency

General counsel understand how the SEC’s final rule puts the onus on companies to give investors current, consistent and “decision-useful” information about how they manage their cyber risks. Here are 7 questions that GCs should be asking now.

The recent $10 million fine imposed by the SEC on Intercontinental Exchange, Inc. (ICE), owner of the New York Stock Exchange, highlights the critical importance of #regulatory #compliance in #cybersecurity. ICE's failure to promptly report a #cyberattack involving a #VPN #vulnerability serves as a stark reminder of the consequences of non-compliance with cybersecurity regulations and the imperative for organizations to prioritize regulatory adherence and proactive #cyber #defense strategies. #Cybersecurity #RegulatoryCompliance #SEC #FinancialMarkets #DataProtection #InfoSec #RiskManagement