The U.S. Securities and Exchange Commission (SEC) recently finalized their new rules and rule amendments that will require reform and compliance changes within the private fund industry. Designed to provide greater transparency to investors regarding the full cost of investing in and the performance of private funds, these amendments are significant in scope and will require changes across the industry. Join us as we discuss these new regulations and the effect they will have on the compliance requirements for private fund managers Click here: https://lnkd.in/gkvcgPCA #assetmanagement #privatefunds #regulatory #SEC #KPMG
Korab B. Ahmeti’s Post
More Relevant Posts
-
If you are a large private equity fund advisor or about to be, check out our blog post on the key changes to Section 4 of Form PF. 🔗 Read the full blog here: https://bit.ly/3XaJ7XI #privateequity #FormPF
🚀 Big changes on the horizon for large private equity fund advisers The U.S. Securities and Exchange Commission's recent amendments to Form PF Section 4 aim to enhance transparency and systemic risk monitoring. Dive into our latest blog to understand how these updates impact annual reporting requirements and what they mean for the industry.📈🔍 🔗 Read the full blog here: https://bit.ly/3XaJ7XI #PrivateEquity #SEC #RegulatoryCompliance #FormPF #Finance #AQMetrics #EmergingRegulations #FinancialReporting
-
-
🚀 Big changes on the horizon for large private equity fund advisers The U.S. Securities and Exchange Commission's recent amendments to Form PF Section 4 aim to enhance transparency and systemic risk monitoring. Dive into our latest blog to understand how these updates impact annual reporting requirements and what they mean for the industry.📈🔍 🔗 Read the full blog here: https://bit.ly/3XaJ7XI #PrivateEquity #SEC #RegulatoryCompliance #FormPF #Finance #AQMetrics #EmergingRegulations #FinancialReporting
-
-
🚀 Big changes on the horizon for large private equity fund advisers The U.S. Securities and Exchange Commission's recent amendments to Form PF Section 4 aim to enhance transparency and systemic risk monitoring. Dive into our latest blog to understand how these updates impact annual reporting requirements and what they mean for the industry.📈🔍 🔗 Read the full blog here: https://bit.ly/3XaJ7XI #PrivateEquity #SEC #RegulatoryCompliance #FormPF #Finance #AQMetrics #EmergingRegulations #FinancialReporting
🚀 Big changes on the horizon for large private equity fund advisers The U.S. Securities and Exchange Commission's recent amendments to Form PF Section 4 aim to enhance transparency and systemic risk monitoring. Dive into our latest blog to understand how these updates impact annual reporting requirements and what they mean for the industry.📈🔍 🔗 Read the full blog here: https://bit.ly/3XaJ7XI #PrivateEquity #SEC #RegulatoryCompliance #FormPF #Finance #AQMetrics #EmergingRegulations #FinancialReporting
-
-
📈 The U.S. Securities and Exchange Commission's Restricted Activities Rule requires compliance by September 14, 2024 for advisers with $1.5B or more in private fund assets under management and by March 14, 2025 for advisers with less than $1.5B in private fund assets under management. Lowenstein’s Scott Moss, David L. Goret, and Michael Scales explain the notice and consent requirements in the first installment of our “SEC’s Private Fund Adviser Rules Explained” series. Read more: https://bit.ly/4a3KESn; https://bit.ly/3YT4600 #investmentmanagement #privatefunds #compliance #investmentmanagers #investmentnews #lawyers
-
🌐 The U.S. Securities and Exchange Commission's Preferential Treatment Rule requires, among other things, that advisers identify all instances where select investors are granted preferential redemption rights and/or enhanced access to portfolio information in ways that have a "material, negative effect" on investors. Privately negotiated terms, including side letters, may need to be disclosed and/or offered to other investors, with increased scrutiny over any 'material, negative effect" on open-ended funds. Learn more about how to ensure compliance and transparency in the second installment of our “SEC’s Private Fund Adviser Rules Explained” series. Read more: https://bit.ly/4a3KESn; https://bit.ly/46I5FRw #investmentmanagement #privatefunds #compliance #investmentmanagers #investmentnews #lawyers
-
💥 Attention private equity professionals in my network! 💥 The SEC's recent amendments to Form PF Section 4 are set to boost transparency and systemic risk monitoring. Discover how these changes affect your reporting in the latest blog from AQMetrics .📈🔍 🔗 Read the full blog here: https://bit.ly/3XaJ7X
🚀 Big changes on the horizon for large private equity fund advisers The U.S. Securities and Exchange Commission's recent amendments to Form PF Section 4 aim to enhance transparency and systemic risk monitoring. Dive into our latest blog to understand how these updates impact annual reporting requirements and what they mean for the industry.📈🔍 🔗 Read the full blog here: https://bit.ly/3XaJ7XI #PrivateEquity #SEC #RegulatoryCompliance #FormPF #Finance #AQMetrics #EmergingRegulations #FinancialReporting
-
-
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored Shareholder Reports. Among the important issues addressed in the FAQs were: 1. Appropriate broad-based securities market index 2. Form N-CSR and website availability requirements 3. Binding individual shareholder reports of multiple funds 4. Compliance date and Inline XBRL issues 5. Electronic delivery of shareholder reports We’ve previously discussed most of the topics, but in this blog, Guy Stanzione provides an overview of electronic delivery of shareholder reports. https://lnkd.in/gGEmgDYC #TailoredShareholderReports #SimplifyingComplexity #ExpandingPossible
-
-
Check out Guy’s latest Blog about TSR’s.
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored Shareholder Reports. Among the important issues addressed in the FAQs were: 1. Appropriate broad-based securities market index 2. Form N-CSR and website availability requirements 3. Binding individual shareholder reports of multiple funds 4. Compliance date and Inline XBRL issues 5. Electronic delivery of shareholder reports We’ve previously discussed most of the topics, but in this blog, Guy Stanzione provides an overview of electronic delivery of shareholder reports. https://lnkd.in/gGEmgDYC #TailoredShareholderReports #SimplifyingComplexity #ExpandingPossible
-
-
On Friday, January 19, 2024, SEC staff of the Division of Investment Management published “Frequently Asked Questions” related to Tailored Shareholder Reports. Among the important issues addressed in the FAQs were: 1. Appropriate broad-based securities market index 2. Form N-CSR and website availability requirements 3. Binding individual shareholder reports of multiple funds 4. Compliance date and Inline XBRL issues 5. Electronic delivery of shareholder reports We’ve previously discussed most of the topics, but in this blog, Guy Stanzione provides an overview of the compliance date and Inline XBRL. https://lnkd.in/gbQuAC5z #TailoredShareholderReports #SimplifyingComplexity #ExpandingPossible
-
-
On February 6, 2024, the SEC adopted new rules under the Exchange Act, which will significantly expand the definitions of “dealer” and “government securities dealer” to cover additional market participants engaged in liquidity providing activities, what the Staff refers to as “pro forma” market makers. The final rules add new definitions of “as a part of a regular business”, which will capture entities that engage in a regular pattern of buying and selling securities or government securities that has the effect of providing liquidity to other market participants. Learn more in this client alert. https://bit.ly/3SRZgNN
SEC Adopts New Rules That Will Require More Market Participants to Register as Dealers
wilmerhale.com
