Senior Vice President | Family Wealth Director | Financial Advisor at Morgan Stanley
In a significant professional achievement, I am excited to announce the successful completion of a rigorous program, earning the designation of Family Wealth Director. This places me in an esteemed group comprising less than 5% of Morgan Stanley Financial Advisors who have undergone this certification process as of November 2023. #MorganStanley #financialadvisor #familywealthdirector https://lnkd.in/dJ5VXNF [1] Source: MS Family Wealth Director Designee Roster, June 2023 FWD When Morgan Stanley Smith Barney LLC, its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors (collectively, “Morgan Stanley”) provide “investment advice” regarding a retirement or welfare benefit plan account, an individual retirement account or a Coverdell education savings account (“Retirement Account”), Morgan Stanley is a “fiduciary” as those terms are defined under the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), and/or the Internal Revenue Code of 1986 (the “Code”), as applicable. When Morgan Stanley provides investment education, takes orders on an unsolicited basis or otherwise does not provide “investment advice”, Morgan Stanley will not be considered a “fiduciary” under ERISA and/or the Code. For more information regarding Morgan Stanley’s role with respect to a Retirement Account, please visit https://lnkd.in/d6WYfBzf. Tax laws are complex and subject to change. Morgan Stanley does not provide tax or legal advice. Individuals are encouraged to consult their tax and legal advisors (a) before establishing a Retirement Account, and (b) regarding any potential tax, ERISA and related consequences of any investments or other transactions made with respect to a Retirement Account.
Leanne McClary
10mo
Congratulations 🎉🎊🍾
Congrats, Lisa!
Sapana Patel
10mo
Congratulations Lisa!
intergalatic vice king
9moAwesome Always reaching for the next rung! B