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#hiring Supervisory Principal, San Antonio, United States, fulltime #jobs #jobseekers #careers #SanAntoniojobs #Texasjobs Apply: https://lnkd.in/drXNVt34 Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external

"How many compliance officers does it take to change a light bulb?" Answer: "Three. One to change it, one to check it and one to check it again and file a report." 😃 If you relate to this joke, please click on the link and apply for the position mentioned below! #prouldydante #riskmanagement #Germiston #ApplyToday

#hiring Supervisory Principal, San Antonio, United States, fulltime #jobs #jobseekers #careers #SanAntoniojobs #Texasjobs Apply: https://lnkd.in/d3XJyNfz Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external

#hiring Supervisory Principal, San Antonio, United States, fulltime #jobs #jobseekers #careers #SanAntoniojobs #Texasjobs Apply: https://lnkd.in/dxDGBXH3 Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external

#hiring Supervisory Principal, San Antonio, United States, fulltime #jobs #jobseekers #careers #SanAntoniojobs #Texasjobs Apply: https://lnkd.in/g7qQKjrv Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external

#hiring Supervisory Principal, San Antonio, United States, fulltime #jobs #jobseekers #careers #SanAntoniojobs #Texasjobs Apply: https://lnkd.in/dyVwHHE6 Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external

#hiring Supervisory Principal, San Antonio, United States, fulltime #jobs #jobseekers #careers #SanAntoniojobs #Texasjobs Apply: https://lnkd.in/d7YC8krF Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external

#hiring Supervisory Principal, Jacksonville, United States, fulltime #jobs #jobseekers #careers #Jacksonvillejobs #Floridajobs Apply: https://lnkd.in/dDsFRqSi Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external

#hiring Supervisory Principal, Jacksonville, United States, fulltime #jobs #jobseekers #careers #Jacksonvillejobs #Floridajobs Apply: https://lnkd.in/gGN4PmtC Job Description The Supervisory Principal is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the improvement of processes and work-flow for the area or function. Integrates subject matter and industry expertise within a defined area. Requires in-depth understanding of how areas collectively integrate within the sub-function as well as coordinate and contribute to the objectives of the function and overall business. Evaluates moderately complex and variable issues with substantial potential impact, where development of an approach/taking of an action involves weighing various alternatives and balancing potentially conflicting situations using multiple sources of information. Requires good analytical skills in order to filter, prioritize and validate potentially complex and dynamic material from multiple sources. Strong communication and diplomacy skills are required. Regularly assumes informal/formal leadership role within teams. Involved in coaching and training of new recruits Significant impact in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and performance of all teams in the area are directly affected by the performance of the individual. Responsibilities: Supports the centralized oversight of certain capital markets related business, such as alternative investments, structured products and syndicate, within CWM as outlined in the applicable business proceduresDaily review of Actimize Sales Practices Monitoring trade blotter, alerts and electronic order tickets; periodic review of escalated matters from Compliance Surveillance departmentReview, resolution and approval of daily, weekly and monthly supervisory and surveillance reports in Pershing's NetX360 supervisory platformProvide certain trade reviews and pre-approvalsReview and approve certain operations-related and service requests, include trade errors and miscellaneous correctionsPrepare for and assist in internal and external