Nikki Freeman’s Post

The financial services industry, particularly Registered Investment Advisers (RIAs), is facing significant regulatory changes with new proposed AML/CFT requirements from FinCen and the SEC. These changes present both challenges and opportunities. Challenges: 🔷Complex Regulations: Navigating evolving AML/CFT requirements. 🔷Data Management: Ensuring data quality and integration. Opportunities: 🔶 Data-Driven Compliance: Streamlining processes and reducing risks. 🔶 Competitive Advantage: Enhancing operational efficiency and client relationships. At Moody's, we offer automated risk management and compliance solutions to help RIAs: 1️⃣ Enhance Compliance Efficiency: Digitize AML/CFT processes. 2️⃣ Strengthen Risk Management: Improve oversight and mitigate risks. 3️⃣ Improve Client Onboarding: Ensure accurate and timely information. 🚀 Transform compliance into a competitive advantage. Check out the article below or send me a message to learn more about how Moody’s can help you thrive in this new regulatory landscape! #InvestmentManagement #Compliance #AML #CFT #Moody’s #RIA

💹 The rise in geopolitical events has heightened investor focus on investigating sanctions risk across portfolios. 🔎 While some securities are directly called out within sanctions lists (by way of ISINs), this is not systematic, and firms are expected to detect whether a security has been issued by a sanctioned entity.   Moody's proprietary Orbis database provides access to the world’s largest entity dataset, allowing your peers to go beyond sanctions lists and detect entities which are indirectly sanctioned according to various regulations. 🗺We've mapped this data to issued securities to detect: 1. Securities that might not have appeared on a sanctions list, but was issued by a sanctioned entity 2. Securities issued by an indirectly sanctioned entity 📩 Interested in learning more? Send me a message and we can set up time to discuss! #riskmanagement #sanctions #securities #compliance #assetmanagement #orbis

I’m happy to share that I’m starting a new position as Assistant Director Sales Representative at Moody's !

Great first day at Insurtech Insights in New York yesterday! If you didn’t have a chance already, come stop by booth #707 to meet the Unqork team. We’d love to share how we are enabling the insurance industry to streamline and accelerate development cycles!

We can’t wait to see U at one of our upcoming events! Catch Unqork here ⤵️ 🗓️ Tues, June 4th: 1️⃣ InsTech hosted by Google 2️⃣ Socotra 🗓️ Wed, June 5th: 1️⃣ Google Cloud Optimization Summit 2️⃣ Insurtech Insights at Booth #707 🗓️ Thurs, June 6th: 1️⃣ Insurtech Insights at Booth #707 I will personally be at Socotra and Insurtech Insights, DM me if you will be too and we can connect! See U soon!

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🚨 If you haven't had a chance, check out this incredible conversation between Eigen Technologies VP of Partnerships, Taly Dunevich, and Unqork’s Global Head of Banking, Insurance and Healthcare, Farooq Sheikh. https://lnkd.in/ezz8JxcE 🤝 In this Partners Spotlight Series, Farooq and Taly discuss how Eigen and Unqork have partnered to rapidly digitize document-driven processes, improving employee and customer experiences in the most regulated industries, like insurance. 💻 Within the insurance industry, we are seeing a huge demand to digitize and automate the processes around underwriting so that underwriters can focus on the actual risk assessment. As Farooq highlights, the partnership between Unqork and Eigen is allowing underwriters to "focus on the joy of underwriting as opposed to the processes of underwriting". 📩 If you want to learn more about this partnership, check out the video linked or send me a message!

👀 Did you know that Tokio Marine HCC was able to accelerate workflows across 15 lines of business by leveraging Unqork’s codeless architecture? 📈 Unqork's platform allowed Tokio Marine HCC to unify & streamline the UW experience including a product manager, broker/customer portal, and underwriter workbench. As a result they were able to achieve the following: ✦ Unlocked speed to market in a matter of months ✦Created a seamless, digital experience boosting agent underwriter satisfaction ✦Increased productivity gains and delivery capacity by 3x vs using traditional legacy systems ✦Seamlessly leveraged 12+ integrations, improving data integrity and enabling form profile & automated validation 📩 Want to achieve similar results? DM me and we can get started!

🎉 Huge congratulations to MetLife Holdings Digital Customer Experience for earning the company a spot as one of the prestigious 2024 CIO 100 award winners! 🚀 It's great to see Unqork's codeless platform allowing Insurance leaders like Metlife to "enhance the overall customer experience, reduce costs and drive operational efficiencies" 📩 If you want to achieve similar results at your organization, send me a message and we can find time to connect! #CIO100Award #Unqork #Metlife #codeless