U.S. Securities and Exchange Commission’s Post

Advisory committees provide investors with a platform to voice their concerns and perspectives, ensuring their interests are considered in #regulatory #decisions. This #collaboration helps create a more #transparent and investor-friendly market environment, this information is courtesy of LinkedIn AI bot. #Stakeholders

The SEC’s Investor Advisory Committee in the morning session of its Sept. 19 meeting featured a panel discussion on regulatory activity concerning investment advice and an update on who is required to serve in clients’ best interest – and what that means. Learn More: https://ow.ly/cZOA50TrkoK #SEC #WealthManagement

A recent meeting of the SEC’s Investor Advisory Committee featured a panel discussion on regulatory activity concerning investment advice and an update on who is required to serve in clients’ best interest – and what that means. Read More: https://ow.ly/SuCr50TtIlH #SEC #FiduciaryDuty #ERISA

UNMISSABLE BOUTIQUE INSIGHTS AT SFP If you’re at the 2024 Succession Financial Planning conference, be sure to join Lourens Pretorius, one of our Fund Managers, along with other leading managers for an insightful panel discussion on portfolio construction, current views, risks and market expectations. See you at 8h40 on 28 February! https://bit.ly/48oXnOr https://bit.ly/3uLdojZ #intelligentIMPACTthatmatters #IntelligentImpact

Checkout the takeaways, insights from audience polls and recording of our webinar on the topic of Secondaries Due Diligence Best Practices. Thank you to our panelists Kristina Kulikova, Paul Cohn, Paul Sanabria and Tori Buffery for a fantastic discussion on: ● Overview - Past, Present and Future ● Value drivers for LP-led And GP-led transactions ● Portfolio construction, secondary index investing, and allocation decisions ● Diligence considerations and conflict management ● The data advantage in secondary investing https://lnkd.in/gU8yvnhB A shoutout to SecondaryLink for their help on this webinar. A must follow for all things secondary investing! #Secondaries #DueDiligence #InvestmentManagement #PrivateMarkets

Inconsistent? Excessive? Inflexible? Conflicted? Unresponsive? Have you seen our report on proxy advisers? To enable better investor relations, quoted companies would benefit from: Better communication; Clearer methodology; Improved stewardship. Read more in our report; Publish and be Damned: The Problems with Proxy Advisers https://lnkd.in/efJfYphS Financial Reporting Council The Investor Forum CIC #proxyadvisers #growthcaps #quotedcompanies #smallcaps #midcaps #investors #publicequity #stockmarket #londonstockexchange

🌟 Did you miss our recent Investor Forum webinar? You can now watch it on-demand! 🎥✨ Gain insights into the crucial roles of Boards and Subcommittees in shaping company strategies and ensuring financial stability. 💼💰 Learn how to assess Board effectiveness, understand potential risks, and evaluate overall governance for informed investment decisions. You don't miss want to miss out on this valuable knowledge! Catch the webinar on the SIAS YouTube channel at https://bit.ly/4a1VGbq #sgsiasorg #InvestorForum #CorporateGovernance #InvestmentInsights

Excellent insight to the great wealth transfer to the next generation of investors.

In our latest private capital secondaries webinar, Stephen Ziff, our Head of Investor Relations discusses the trends we've seen this year and current market dynamics with our London team. Catch the full video online: https://ow.ly/FhEq50TRpjF . #privatecapital #privatecapitalsecondaries #secondaries #marketgrowth #marketdynamics

Financial advisor independence is changing, and our President Shannon Spotswood says that finding the right balance within the spectrum is essential for advisors to thrive. 🌟 "This is a really exciting and interesting time for advisors to be thinking about independence.” Amidst the rapid change and disruption, advisors must carefully navigate their journey toward independence, and #SupportedIndependence offers them the balance needed to unlock their full potential. 👏 🎧 Be sure to tune in to the full conversation moderated by Tobias Salinger in Financial Planning: https://lnkd.in/epdnSRwc #RIAoftheFuture #JoinRFG