Silver Oak Securities, Inc.’s Post

Don't take it from us. See what our independent financial professionals like Meredith Dekker ChFC®, CDFA®, Mike Moffitt, and Andy Wallace, CFP® have to say about joining Silver Oak. Discover the Silver Oak difference: https://lnkd.in/e9JKCdFj #FinancialProfessionals

Dive into the world of #LifeSettlementInvesting with our latest infographic! 📊 Curious about this unique way to achieve #UncorrelatedReturns? We’ve got you covered. Learn how this once obscure asset class is now an accessible and sought-after option for policyholders and investors alike. 👉 Check it out now: https://bit.ly/3QpQAOb

🎩💼 Need financial advice? Look no further than the fictional Bear Brothers Financial Advisors! Their team's due diligence process is as rigorous as their golf swings! ⛳️📈 Trust them to shuffle papers and call it "research" while they brunch like pros. Dive into all of the hilarious antics of these fictional financial wizards here: https://lnkd.in/eXEuhkZ #monday #mondaymorning #mondayfunday #mondaymadness #Fairhaven #bearbrothers #financialadvisors #muchtruthisspokeninjest 

On September 25, the U.S. Securities and Exchange Commission (SEC) announced charges against Harvest Volatility Management LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. for exceeding clients' designated investment limits over a two-year period starting in March 2016. Key Highlights: - Harvest and Merrill Lynch allowed clients' exposure levels to exceed pre-set limits, resulting in higher fees, increased market exposure, and investment losses. - The firms have agreed to pay a combined $9.3 million in penalties and disgorgement to settle the SEC’s claims. - The SEC found that both firms failed to implement adequate policies to inform clients of the excessive exposure. This action underscores the importance of adhering to client instructions and maintaining transparent practices in investment management. For more updates on financial services and regulatory actions, follow Global Regulatory Insights now. #SEC #MerrillLynch #HarvestVolatility #InvestmentManagement #FinancialServices #RegulatoryUpdates #GRI

You may have reached a point where you’re starting to feel the benefits of the hard work and smart choices you’ve made, and you want to ensure you and your loved ones can reap the rewards. In that case, there’ll be some big financial decisions to make – and we can guide you through them all. We’re the human in your financial corner: https://ow.ly/XJ7T50RPfXm St. James's Place Representatives represent only St. James's Place Wealth Management plc, which is authorised and regulated by the Financial Conduct Authority. SJP Approved 22/05/24 #InvaluableAdvice

Three-foot putts. That’s what Mark Travis attributes to the Intrepid Income Fund’s market-beating-returns. The Fund’s short-term view and long-term results were the focus of a recent article in Financial Advisor Magazine https://hubs.la/Q02DCd3k0. What are Mark and Co-Lead Portfolio Manager Hunter Hayes, CFA doing differently to produce superior results? Read the article to find out. Here are the CliffsNotes: • Prioritizing shorter duration names less dependent on macro changes • Focusing on small credits and running a more concentrated portfolio • Thorough analysis and prudent underwriting #corporatebonds #smallcapcredit #highyieldbonds

Three-foot putts. That’s what Mark Travis attributes to the Intrepid Income Fund’s market-beating-returns. The Fund’s short-term view and long-term results were the focus of a recent article in Financial Advisor Magazine, read more below 👇 Investing involves risk, including potential loss of principal. ICMUX is distributed by Quasar Distributors, LLC. Click here (https://lnkd.in/efSiDAuD) for Prospectus. 

ICYMI - the fourth installment of Preston Capital's 2024 webinar series is just one week away. Register now to learn why sophisticated institutional investors are adding longevity contingent assets to their private credit portfolios!

The Blackwattle Large Cap Quality Fund is pleased to present its November Monthly Report.   Portfolio Manager’s Ray David and Joseph Koh A) share their views on the financial markets, B) offer opinion on a forward outlook, and C) provide insight into current Portfolio positioning.   See key insights below.    #Blackwattle #QualityInvesting #ASX Disclaimer: Equity Trustees Limited ABN 46 004 031 298 AFSL 240975, is the Responsible Entity for the Blackwattle Large Cap Quality Fund. This information does not take into account the investment objectives, financial situation or needs of any person. Returns are not guaranteed. You should read the PDS & TMD available at: https://lnkd.in/gHypC24d. A full Disclaimer list may be found at https://lnkd.in/gEiCBTcw.

On January 30th, join Mark Hemby, CFA® from Saltmarsh Financial Advisors, LLC, and a special guest from Dimensional Fund Advisors for a semi-annual market review to discuss recent market events and implications to investors and address top-of-mind client questions from the last two quarters of 2023. Register: https://lnkd.in/eXQ3mX3W #investmentadvisory #wealthmanagement #marketreview #financialadvisors #saltmarsh #marketupdate