Rod Ferruso Faces Investor Disputes and Regulatory Actions: A Closer Look : With over three decades in the financial services industry, Rod Ferruso [CRD: 1457661] stumbled upon several regulatory bumps that have shaken his professional arc. In the spotlight now, despite his tenure, are the investor quarrels and regulatory actions involving Ferruso at two different workplaces: Royal Alliance Associates Inc. and Signator Investors Inc. The Ferruso – […] https://lnkd.in/e7buUs9e
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Helping financial advisors/teams "peek over the fence". An unbiased approach, connecting you with the right people, negotiations and transition.
The 1-2 Punch! Top-performing advisors and teams are rediscovering the unique benefits of boutique firms, which offer a caring culture, a personal touch, and, importantly, the big 1 - 2 punch! Did you know many of these firms offer access to one or more services below? 1). Investment Banking Capabilities 2). Private Shares and Private Credit Access 3). Multi-Custody Options 4). TAMP-Friendly Platforms 5). Multi IMOs and FMOs 6). NRA access (some country limits) Wire house firms are no longer the norm or only option! Why not "peek over the fence" and see what top-performing advisors have discovered? I offer an unbiased approach to help you narrow down top firms that check your boxes. Join the hundreds of advisors/teams, I’ve helped navigate their way! #bridgemarkstrategies#wealthmanagement#financialadvisor#financialplanning#ubs#merrilllynch #morganstanley#wellsfargo#raymondjames#edwardjones#massmutual#northwesternmutual#lincolnfinancialgroup
Rediscovering Mid-Size BD's
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🌟 It was an #ArbitrationLunchMatch in Frankfurt again! We had a truly inspiring discussion - more to come. Special thanks to Dr. Kathrin Nordmeier, Zita Bevardi, ACCA, CFE and Simone Freund. Looking forward to our next gathering! Lisa Reiser and Ulrike Gantenberg: How do you feel about initiating an #ArbitrationAfterWorkMatch? #Arbitration
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Thanks to Daily DAC LLC - Distressed Asset Central for the coverage of our Annual Conference. Find information on our panels, our panelists, and our sponsors in the article below. https://lnkd.in/gkSSQQ4h #commercialreceivership #receivership #receiverships #insolvency #turnaround #turnarounds #turnaroundmanagement #CRA24
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Josh Knight from Octane Capital shared invaluable insights on creative HMO investment strategies at the HMO Awards. During his keynote he highlighted successful tactics for navigating Article 4 restrictions and maximising permitted development rights. One standout case study showed how Octane Capital supported a client in acquiring a 6-bedroom HMO in Leicester. Want to learn more about how to optimise your HMO portfolio? Watch Josh's compelling keynote address here https://lnkd.in/dcg7G8qQ #COHO #HMOManagement #HMOAwards #PropertyManagement
Navigating Article 4 to maximise returns | Josh Knight
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How do dealmaking norms differ across industries? 🤝 Karin Rivard will join a panel of experienced dealmakers to discuss the similarities, differences, and unique challenges of cross-industry deals, and how to navigate diverse landscapes during the Licensing Executives Society (U.S.A. and Canada), Inc.) 2024 Annual Meeting. Register here: https://bit.ly/3TwVeM8
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How do dealmaking norms differ across industries? 🤝 Karin Rivard will join a panel of experienced dealmakers to discuss the similarities, differences, and unique challenges of cross-industry deals, and how to navigate diverse landscapes during the Licensing Executives Society (U.S.A. and Canada), Inc.) 2024 Annual Meeting. Register here: https://bit.ly/3TwVeM8
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Today Catella released its Interim report for Q1 2024. We continue to improve our operations for increased flexibility and resilience through the current economic cycle. We do this by investing in new products and a broader offering to adapt to higher interest rates and lower transaction volumes. At the same time as we have maintained our AUM, we are reducing our cost bases. Our focus remains on increased efficiency and and focusing our resources to streamline and digitalise operations, all while continuously developing innovative products and solutions for our customers. https://lnkd.in/duH-NKVs Take part of the report presented by CEO Christoffer Abramson and CFO Michel Fischier at 10.00 CET here: https://lnkd.in/dMvMWpfj #catella #interimreport #realestate #property #investments #finance #capital #advisory
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★ Property Investor ★ Providing a well-being of life, for every quality of life ★ Beating the Banks by giving Investors great % returns ★
Why Seren Glas Properties values openness and honesty with our Investors. Openness and honesty are fundamental pillars of Seren Glas Properties' investor relations! Transparency isn't just a buzzword for us, it's another one of our core values that guides every interaction with our investors. By fostering a culture of trust and communication, we ensure that our investors are informed every step of the way. At Seren Glas Properties, integrity isn't just a promise, it's how we do business. #Transparency #Honesty #InvestorRelations #PropertyInvestment #RealEstateInvesting #InvestmentOpportunities #SerenGlasProperties
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Dubber Corporation has terminated the #employment of Managing Director and CEO, #SteveMcGovern. At the beginning of March, the uncovered that Company #funds, which were supposed to have been held by a third party trustee in a #termdeposit on behalf of the Company, may have been misused by either or both him and a trustee. #KalkineTV #FinancialNews #StockMarketUpdate #InvestmentInsights
Dubber removed MD and CEO
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The Nero broker team works incredibly hard, and it shows. 2023 saw us achieve a whopping $52 million in settlements for ambitious business owners right across Australia. To celebrate the year that was, we’ve been taking a deep dive into our Top Six Success Now, it’s time to reveal Part 2. Read it here: https://lnkd.in/gPEy4VaN #NewBlog #SuccessStories #BusinessLoan
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