We're #hiring a new Licensed Financial Advisor (Priority Financial Group) in Cincinnati, Ohio. Apply today or share this post with your network.
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Still weighing the pros and cons of hiring a professional financial advisor? The Plante Moran Wealth Management team highlights 5 reasons to consider hiring a professional financial advisor. Read here. #wealthmanagement #financialadvisor #financialplanning https://bit.ly/3xPBLhW
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#hiring Counsel, Boston, United States, fulltime #jobs #jobseekers #careers #Bostonjobs #Massachusettsjobs #Accounting Apply: https://lnkd.in/ghJuMkjw Provide institutional and retail asset management lines of business with legal advice and transaction support and develop strong business partner relationships throughout Columbia Threadneedle Investments. Apply a solid background and grounding in the federal securities law and rules of self regulatory organizations and experience in their application, in particular the Investment Advisers Act of 1940 and the rules and regulations thereunder. Make recommendations for decision-making and courses of action that comply with both company and industry practices, while outlining trade-off of business and legal risk and defining a range of solutions wherever possible. Ensure prudent and effective controls and risk mitigation strategies are implemented. Work under the supervision of Counsel. About Ameriprise: At Ameriprise Financial, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial. Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law. Primary Responsibilities: Provide legal advice to Columbia Threadneedle Investments lines of business regarding products, services and operations, training/client disclosure material, contracts, and other legal matters relevant to the line of business supported. Analyze and assess risk in relatively straightforward cases or those which the General Counsel's Office has dealt with previously to offer precedent, but also comfortable addressing non-routine matters. Offer legal insight to aid in business decision-making consistent with goals and objectives. Work with/manage relationships with outside counsel, as required. Manage certain regulatory filing processes for the lines of business supported and ensure timely and accurate filings that comply with industry regulations and standards. Mitigate risk to the business. Review proposals and agreements drafted by our Contract Office or presented by the business. Edit and recommend alternatives based on a sold legal perspective and experience. Monitor laws and regulations to ensure compliance within the business line supported and enterprise overall, as appropriate. Escalate concerns and offer recommendation
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Still weighing the pros and cons of hiring a professional financial advisor? The Plante Moran Wealth Management team highlights 5 reasons to consider hiring a professional financial advisor. Read here. #wealthmanagement #financialadvisor #financialplanning https://bit.ly/3VZm5kc
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Still weighing the pros and cons of hiring a professional financial advisor? The Plante Moran Wealth Management team highlights 5 reasons to consider hiring a professional financial advisor. Read here. #wealthmanagement #financialadvisor #financialplanning https://bit.ly/3xTwJ43
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Still weighing the pros and cons of hiring a professional financial advisor? The Plante Moran Wealth Management team highlights 5 reasons to consider hiring a professional financial advisor. Read here. #wealthmanagement #financialadvisor #financialplanning https://bit.ly/4bJvJO0
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What to Look for When Hiring a Financial Advisor
How to Find a Competent Financial Advisor
stantongwp.com
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Still weighing the pros and cons of hiring a professional financial advisor? The Plante Moran Wealth Management team highlights 5 reasons to consider hiring a professional financial advisor. Read here. #wealthmanagement #financialadvisor #financialplanning https://bit.ly/3VT0XfD
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Still weighing the pros and cons of hiring a professional financial advisor? The Plante Moran Wealth Management team highlights 5 reasons to consider hiring a professional financial advisor. Read here. #wealthmanagement #financialadvisor #financialplanning https://bit.ly/3XRFPsN
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Still weighing the pros and cons of hiring a professional financial advisor? The Plante Moran Wealth Management team highlights 5 reasons to consider hiring a professional financial advisor. Read here. #wealthmanagement #financialadvisor #financialplanning https://bit.ly/4eX3f6c
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What to Look for When Hiring a Financial Advisor
How to Find a Competent Financial Advisor
stantongwp.com
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