SEC Enforcement Actions: FCPA Cases
Betina G. Airoldi CIA, CAMS, CRMA, PMP, CA (Argentina)
![Betina G. Airoldi CIA, CAMS, CRMA, PMP, CA (Argentina)]()
Betina G. Airoldi CIA, CAMS, CRMA, PMP, CA (Argentina)
Risk management, internal audit, compliance and governance executive | Extensive experience leading global engagements | Critical thinking | Strategic and innovative problem solver | Board member | Blogger for the IIA
Enforcement of the Foreign Corrupt Practices Act (FCPA) continues to be a high priority area for the SEC.
The following information was extracted from the SEC website (http://www.sec.gov/spotlight/fcpa/fcpa-cases.shtml) and lists some of the FCPA actions by year.
As you can observe, the Regulator does not discriminate industry or geography and the penalties amounts have been very high. What is your Company doing to prevent penalties in the future?
" When people accept breaking the law as normal, something happens to the whole society" (Orson Wells).