Reg-X Innovations

Reg-X Innovations

Financial Services

Empowering firms with seamless compliance for MiFID II, EMIR, SFTR, ASIC, AIFMD, MAS, and SEC regulations – your partner

About us

Reg-X Innovations is transforming regulatory compliance, offering advanced, automated solutions for trades and transaction reporting, and regulatory assurance. With a commitment to data accuracy and efficiency, our platform supports banks, asset managers, and financial institutions in streamlining reporting processes, reducing costs, and ensuring compliance. Through cutting-edge technology and deep regulatory expertise, Reg-X empowers clients to navigate complex regulations with confidence, enhancing data quality and operational resilience. Join us on our journey to simplify compliance and elevate regulatory standards for the financial industry. www.reg-x.co.uk info@reg-x.co.uk +44 (0)20 8145 5473

Website
www.reg-x.co.uk
Industry
Financial Services
Company size
11-50 employees
Headquarters
London
Type
Privately Held
Founded
2019
Specialties
Regulatory Reporting, Transaction Reporting, MiFIR, MiFID II, EMIR, SFTR, Investment Banking, Asset Management, Derivatives, OTC, Data Management, Static Data, Referance Data, Data Quality, Accuracy, Completeness, Back Reporting, Middleware, Equities, Fixed Income, ETD, Timeliness, RegTech, FinTech, Startup, Regulatory Breach, Regulatory Risk, Regulatory Issue, Target Operating Model, Regulatory Operations, Regulatory support, Outsourcing, Regulatory Review, Form PF, Form PR, AIFMD, Outsourcing, Trade Reporting, Capital Markets Regulations, Trade and Transaction Reporting, and EMIR Refit

Locations

Employees at Reg-X Innovations

Updates

  • 🚨 Avoid Costly Fines & Reduce Regulatory Risks! 🚨 Are you confident your trade and transaction reporting is 100% accurate, complete, and timely? With the increasing complexity of global regulations, staying compliant is more critical than ever. ✅ We help you avoid fines by ensuring your reports meet the highest standards. ✅ Cost-effective oversight & controls to minimise regulatory risk. ✅ Stay ahead of the curve with our unparalleled technology and expert guidance on global trade and transaction reporting. Let us handle the compliance, so you can focus on business growth. 💼🌍 🔒 Protect your business, minimise risk, and stay compliant. Reach out now to learn how we can help! #TradeReporting #RegulatoryRisk #TransactionReporting #RecordKeeping #GlobalRegulations #Compliance #RegTech #FinTech #BusinessGrowth

    View organization page for Reg-X Innovations, graphic

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    The 𝗙𝗖𝗔’𝘀 𝗳𝗶𝗿𝘀𝘁 𝗳𝗶𝗻𝗲 𝘂𝗻𝗱𝗲𝗿 UK 𝗠𝗶𝗙𝗜𝗥 (RTS 22) highlights a key concern for financial firms: 𝗿𝗲𝗴𝘂𝗹𝗮𝘁𝗼𝗿𝘆 𝗿𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴 𝗶𝘀 𝗰𝗼𝗺𝗽𝗹𝗲𝘅, 𝗲𝘃𝗲𝗿-𝗰𝗵𝗮𝗻𝗴𝗶𝗻𝗴, 𝗮𝗻𝗱 𝗼𝗳𝘁𝗲𝗻 𝗻𝗼𝘁 𝗮 𝗰𝗼𝗿𝗲 𝗳𝗼𝗰𝘂𝘀 𝗳𝗼𝗿 𝘁𝗵𝗲 𝗯𝘂𝘀𝗶𝗻𝗲𝘀𝘀𝗲𝘀 𝗶𝘁 𝗶𝗺𝗽𝗮𝗰𝘁𝘀 𝘁𝗵𝗲 𝗺𝗼𝘀𝘁.. This is exactly why so many firms approached us last year, worried about the accuracy of their delegated reporting. We worked closely with them—and their delegated counterparties—to 𝗶𝗱𝗲𝗻𝘁𝗶𝗳𝘆 𝗺𝗶𝘀𝗮𝗹𝗶𝗴𝗻𝗺𝗲𝗻𝘁𝘀, 𝗯𝗮𝗰𝗸-𝗿𝗲𝗽𝗼𝗿𝘁 𝗼𝘃𝗲𝗿 𝟮 𝗺𝗶𝗹𝗹𝗶𝗼𝗻 𝘁𝗿𝗮𝗱𝗲𝘀 𝗮𝗻𝗱 𝘁𝗿𝗮𝗻𝘀𝗮𝗰𝘁𝗶𝗼𝗻𝘀, 𝗮𝗻𝗱 𝗲𝗻𝘀𝘂𝗿𝗲 𝗰𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. The takeaway? 𝗔𝘃𝗼𝗶𝗱𝗶𝗻𝗴 𝗽𝗲𝗻𝗮𝗹𝘁𝗶𝗲𝘀 𝗶𝘀 𝗽𝗼𝘀𝘀𝗶𝗯𝗹𝗲, 𝗮𝗻𝗱 𝗶𝘁 𝗱𝗼𝗲𝘀𝗻’𝘁 𝗵𝗮𝘃𝗲 𝘁𝗼 𝗯𝗲 𝗰𝗼𝘀𝘁𝗹𝘆 𝗼𝗿 𝗰𝗼𝗺𝗽𝗹𝗶𝗰𝗮𝘁𝗲𝗱. Regulatory reporting can be 𝗰𝗼𝗻𝘀𝗶𝘀𝘁𝗲𝗻𝘁, 𝗮𝗰𝗰𝘂𝗿𝗮𝘁𝗲, 𝗮𝗻𝗱 𝘀𝗲𝗮𝗺𝗹𝗲𝘀𝘀 —but only when handled by the right experts. If you have any concerns, speak to your 𝗿𝗲𝗴𝘂𝗹𝗮𝘁𝗼𝗿𝘆 𝗿𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴 𝗽𝗮𝗿𝘁𝗻𝗲𝗿. With the right support, 𝗰𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗯𝗲𝗰𝗼𝗺𝗲𝘀 𝗮𝗻 𝗮𝘀𝘀𝘂𝗿𝗮𝗻𝗰𝗲, 𝗻𝗼𝘁 𝗮 𝗿𝗶𝘀𝗸. 🔗 https://lnkd.in/de96GFde

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  • The 𝗙𝗖𝗔’𝘀 𝗳𝗶𝗿𝘀𝘁 𝗳𝗶𝗻𝗲 𝘂𝗻𝗱𝗲𝗿 UK 𝗠𝗶𝗙𝗜𝗥 (RTS 22) highlights a key concern for financial firms: 𝗿𝗲𝗴𝘂𝗹𝗮𝘁𝗼𝗿𝘆 𝗿𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴 𝗶𝘀 𝗰𝗼𝗺𝗽𝗹𝗲𝘅, 𝗲𝘃𝗲𝗿-𝗰𝗵𝗮𝗻𝗴𝗶𝗻𝗴, 𝗮𝗻𝗱 𝗼𝗳𝘁𝗲𝗻 𝗻𝗼𝘁 𝗮 𝗰𝗼𝗿𝗲 𝗳𝗼𝗰𝘂𝘀 𝗳𝗼𝗿 𝘁𝗵𝗲 𝗯𝘂𝘀𝗶𝗻𝗲𝘀𝘀𝗲𝘀 𝗶𝘁 𝗶𝗺𝗽𝗮𝗰𝘁𝘀 𝘁𝗵𝗲 𝗺𝗼𝘀𝘁.. This is exactly why so many firms approached us last year, worried about the accuracy of their delegated reporting. We worked closely with them—and their delegated counterparties—to 𝗶𝗱𝗲𝗻𝘁𝗶𝗳𝘆 𝗺𝗶𝘀𝗮𝗹𝗶𝗴𝗻𝗺𝗲𝗻𝘁𝘀, 𝗯𝗮𝗰𝗸-𝗿𝗲𝗽𝗼𝗿𝘁 𝗼𝘃𝗲𝗿 𝟮 𝗺𝗶𝗹𝗹𝗶𝗼𝗻 𝘁𝗿𝗮𝗱𝗲𝘀 𝗮𝗻𝗱 𝘁𝗿𝗮𝗻𝘀𝗮𝗰𝘁𝗶𝗼𝗻𝘀, 𝗮𝗻𝗱 𝗲𝗻𝘀𝘂𝗿𝗲 𝗰𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. The takeaway? 𝗔𝘃𝗼𝗶𝗱𝗶𝗻𝗴 𝗽𝗲𝗻𝗮𝗹𝘁𝗶𝗲𝘀 𝗶𝘀 𝗽𝗼𝘀𝘀𝗶𝗯𝗹𝗲, 𝗮𝗻𝗱 𝗶𝘁 𝗱𝗼𝗲𝘀𝗻’𝘁 𝗵𝗮𝘃𝗲 𝘁𝗼 𝗯𝗲 𝗰𝗼𝘀𝘁𝗹𝘆 𝗼𝗿 𝗰𝗼𝗺𝗽𝗹𝗶𝗰𝗮𝘁𝗲𝗱. Regulatory reporting can be 𝗰𝗼𝗻𝘀𝗶𝘀𝘁𝗲𝗻𝘁, 𝗮𝗰𝗰𝘂𝗿𝗮𝘁𝗲, 𝗮𝗻𝗱 𝘀𝗲𝗮𝗺𝗹𝗲𝘀𝘀 —but only when handled by the right experts. If you have any concerns, speak to your 𝗿𝗲𝗴𝘂𝗹𝗮𝘁𝗼𝗿𝘆 𝗿𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴 𝗽𝗮𝗿𝘁𝗻𝗲𝗿. With the right support, 𝗰𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗯𝗲𝗰𝗼𝗺𝗲𝘀 𝗮𝗻 𝗮𝘀𝘀𝘂𝗿𝗮𝗻𝗰𝗲, 𝗻𝗼𝘁 𝗮 𝗿𝗶𝘀𝗸. 🔗 https://lnkd.in/de96GFde

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  • 🌟✨ Happy New Year from Reg-X Innovations! ✨🌟 To our incredible clients, employees, advisors and associates: thank you for making 2024 an exceptional year! 🙌 Your trust, dedication, and collaboration have been the foundation of our success. As we step into 2025, we’re ready to make it an outstanding year together - full of innovation, growth, and new milestones! 🚀 Here’s to a year of great progress and continued success for us all. Cheers to 2025! 🥂🎉 #HappyNewYear #RegXInnovations #2025Goals #Innovation #Growth

  • ⚠️ Financial Conduct Authority Fines Macquarie Bank £13M for Control Failures A metals trader at Macquarie Bank booked over 400 fictitious trades to mask losses, exposing major control weaknesses. The trader has been banned from the industry, and the FCA has issued a £13 million penalty to the bank.   This case is a stark reminder of the importance of robust oversight and effective control framework in maintaining market integrity. Read more: FCA News - https://lnkd.in/daxNGjY4 Stay updated with Reg-X Innovations #Compliance #FCA #RiskManagement #MarketIntegrity #Breakingnews

    MBL fined £13m for serious control failures that allowed trader to conceal over 400 fictitious trades

    MBL fined £13m for serious control failures that allowed trader to conceal over 400 fictitious trades

    fca.org.uk

  • UK SFTR schema changes are effective from Nov 25! Have you reviewed if submissions are Accurate?

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