Droit

Today, Droit and FINBOURNE Technology announced their upcoming partnership to deliver a joint, full-stack solution to manage disclosure obligations for long, short, and takeover panel reporting. This new offering leverages FINBOURNE’s financial data management platform LUSID, embedded with Droit’s Position Reporting product, which delivers clear determination of reporting obligations based on consensus interpretations of requirements from Endoxa, a consortium of six global financial institutions. Read more about the partnership in The TRADE News: https://bit.ly/44nwFFn #positionreporting #shareholderdisclosure #finbourne #posttrade #regulatorycompliance

Registration is now full! We are excited to see all attendees at the Goldman Sachs Headquarters on Thursday to discuss the new industry consortium, Endoxa, and the importance of Endoxa's consensus approach to help firms stay ahead of regulatory changes. A big thank you to our panelists for their participation. Brock Arnason, Droit, Will Graham, Droit, Sanjeev Kalha, HSBC, Dennine Bullard, Morgan Stanley, Terry McCloskey, BNP Paribas, C. Wallace DeWitt, A&O Shearman, Abhishek V, Goldman Sachs, moderated by Julia Streets, Streets Consulting.

We’re excited to exhibit at the SIFMA Operations Conference & Exhibition 2024 today. Visit our booth to learn how Droit can help your firm navigate regulatory complexity. https://lnkd.in/dE-hk7BG #SIFMAOps #CapitalMarkets #RegulatoryCompliance

Our recent ISO/IEC 27001:2022 and ISO/IEC 27017:2015 certifications bring numerous benefits to our clients, including: ☑ Increased resilience against cyber-attacks ☑ Compliance with evolving security risks and secure management of information These certifications underscore our dedication to resilience, security, and data privacy. Learn more about how these certifications enhance our services and your security here: https://bit.ly/3XbcN5f #CloudSecurity #ISO27001 #ISO27017 #RegulatoryCompliance

There are only FIVE seats left for our highly anticipated interactive session "Endoxa and the Impact of Regulatory Consensus: Navigating SEC Rule 13f-2" at the Goldman Sachs Headquarters on September 19. Hear from Droit and Endoxa founding members as they discuss the importance of Endoxa's consensus approach and how it can help firms stay ahead of regulatory changes such as SEC Rule 13f-2. Panelists include Brock Arnason, Droit, Will Graham, Droit, Sanjeev Kalha, HSBC, Dennine Bullard, Morgan Stanley, Terry McCloskey, BNP Paribas, C. Wallace DeWitt, A&O Shearman, Abhishek V, Goldman Sachs, moderated by Julia Streets, Streets Consulting. Click here to register for the event: https://bit.ly/3Mp0jlu

Join us at the SIFMA Operations Conference & Exhibition 2024, where industry operations and technology leaders gather to share perspectives. We are looking forward to exploring what the future holds and how the industry is adopting new technology to prepare for the pivotal regulations poised to reshape operations, risk management, and compliance strategies for regulatory reporting worldwide. If you would like to learn more about how we can help with all your regulatory reporting needs, please visit us at Booth #212. #SIFMAOps #CapitalMarkets #RegulatoryCompliance

Only one week is left to vote for Droit for the RegTech Insight Awards USA. Droit’s patented platform provides a flexible solution that covers eligibility, validation, and report generation to track and accurately report on compliant trades in real-time. Vote for Droit for: Best Transaction Monitoring Solution - #8 Best Solution for CFTC Reporting - #17 Best Operational Risk Solution - #27 https://bit.ly/46HW2TT #regtech #regulatoryreporting #regulatorycompliance A-Team Group

Droit Achieves ISO/IEC 27001 and ISO/IEC 27017 Certifications! We are pleased to announce that Droit has achieved the latest ISO/IEC 27001:2022 and ISO/IEC 27017:2015 certifications, reinforcing our commitment to end-to-end cloud security and advanced threat detection. These certifications represent the highest international standards for information and cloud security, ensuring our clients’ data is protected. Read more here: https://bit.ly/3XbcN5f #CloudSecurity #ISO27001 #ISO27017 #RegulatoryCompliance

The UK FCA and the BoE are set to roll out significant updates to the over-the-counter (OTC) derivatives reporting standards under the UK EMIR REFIT program, effective from the end of September 2024. These changes aim to align the UK’s derivatives reporting with global standards, enhancing transparency, accuracy, and oversight within the derivatives market. As the compliance deadline of September 30th approaches, market participants are urged to swiftly adjust their reporting procedures to align with the new regulatory demands. For more details, read the full article via FinTech Global https://lnkd.in/ekssUbFW #EMIRREFIT #OTCDerivatives #RegulatoryCompliance

When designing their Target Operating Model (TOM), banks must carefully consider multiple factors to ensure effective risk management and operational efficiency. Ultimately, the effectiveness of the 1st Line TOM hinges on its ability to balance control, adaptability, and resource allocation in a way that supports the organisation’s broader risk management and growth objectives. Yet, challenges persist as to what gold standard for the 1st Line TOM looks like, and questions still remain as to whether 1st line risk & control functions are sufficiently resourced. Join the following senior leaders as they will be tackling this and much more: • Jamie Hamilton, Managing Director, Group Chief Controls Officer, Barclays • Chris Palmer, Managing Director, Head of Markets Controls, JPMorganChase • Nicholas Lovett, Managing Director, Head of Business Risk Management & Operations, Non Core & Legacys, UBS • Saira Shah, Managing Director – Head of Global Front Line Risk Program Execution, CIB COO, Wells Fargo • Rupal Patel, Co-Head of Business Development, Acin • and Craig Butterworth, Chief Commercial Officer, Droit 📍 XLoD Global - London 2024 - Innovation & Collaboration: Advancing Non-Financial Risk Management Across the 3 Lines of Defence 📆 13 & 14 November 2024 #XLoDLDN #1LoD #RiskManagement #Compliance #InternalAudit