DealCloser’s Post

🚨 Exciting news! Tomorrow at LegalTechTalk 2024, Dealcloser CEO Jag Dhariwal will be presenting our vision for the future of transaction management. Attendees will have the opportunity to influence the evolution of deal-making. This session will cover the dynamic landscape of European deal activity, innovative transformations in transaction management, and the powerful collaboration between Dealcloser and Thomson Reuters. Discover how this partnership provides an end-to-end solution that: ⏰ Accelerates deal-closings 👍 Enhances client experiences 💸 Boosts profitability Don't miss the chance to be forefront of the next generation of transaction management. #LegalTechTalk2024 #Dealcloser #ThomsonReuters #HighQ #LegalInnovation #TransactionManagement #legaltech #MandA #PrivateEquity #VentureCapital #investmentbanking #dealmakers #lawfirms #lawyers #inhousecounsel #corporatelawyers #transactions

The November edition of The Alternative Investor is out, looking at strategies for stronger funds in today’s environment. Highlights include GenAI adoption, scaling up funds and treasury’s shift to a strategic role. Plus, insights on investor interest, partnerships and private credit attitudes. Our regulatory roundup in this month's edition includes: • FCA wins appeal in BlueCrest case; • Double jeopardy: FCA fine for failure to report HMRC fine; • Market Watch 80 – lack of transparency in ultimate beneficial owners; • FCA publishes results of non-financial misconduct survey; • SEC Division of Examinations announces 2025 priorities; and • SEC Enforcement Round-up. Click for the November edition of The Alternative Investor... #TheAlternativeInvestor #compliance #RQCGroup

🚨 𝗦𝗘𝗖 𝗜𝗺𝗽𝗼𝘀𝗲𝘀 𝗢𝘃𝗲𝗿 $𝟯.𝟴 𝗠𝗶𝗹𝗹𝗶𝗼𝗻 𝗶𝗻 𝗣𝗲𝗻𝗮𝗹𝘁𝗶𝗲𝘀 𝗳𝗼𝗿 𝗩𝗶𝗼𝗹𝗮𝘁𝗶𝗼𝗻𝘀 𝗼𝗳 𝗦𝗵𝗮𝗿𝗲𝗵𝗼𝗹𝗱𝗲𝗿 𝗗𝗶𝘀𝗰𝗹𝗼𝘀𝘂𝗿𝗲 𝗥𝘂𝗹𝗲𝘀 🚨 The SEC recently announced settled charges against 23 entities and individuals - including big names like Alphabet and Goldman Sachs - for failing to comply with key shareholder disclosure requirements such as 13D, 13G, and Forms 3, 4, and 5. With penalties exceeding $3.8 million, this serves as a stark reminder of the importance of maintaining timely and accurate disclosures. 📊 𝗞𝗲𝘆 𝗛𝗶𝗴𝗵𝗹𝗶𝗴𝗵𝘁𝘀: 💼 𝗔𝗹𝗽𝗵𝗮𝗯𝗲𝘁 𝗳𝗮𝗰𝗲𝘀 𝘁𝗵𝗲 𝗹𝗮𝗿𝗴𝗲𝘀𝘁 𝗳𝗶𝗻𝗲 𝗼𝗳 $𝟳𝟱𝟬,𝟬𝟬𝟬. 💼 𝗚𝗼𝗹𝗱𝗺𝗮𝗻 𝗦𝗮𝗰𝗵𝘀 𝗚𝗿𝗼𝘂𝗽, 𝗜𝗻𝗰. 𝗳𝗶𝗻𝗲𝗱 $𝟯𝟬𝟬,𝟬𝟬𝟬. 💼 𝗢𝗮𝗸𝘁𝗿𝗲𝗲 𝗖𝗮𝗽𝗶𝘁𝗮𝗹 𝗠𝗮𝗻𝗮𝗴𝗲𝗺𝗲𝗻𝘁, 𝗟.𝗣. 𝗳𝗶𝗻𝗲𝗱 $𝟯𝟳𝟱,𝟬𝟬𝟬. As regulatory oversight increases, it’s crucial for businesses to have robust systems in place to monitor and report beneficial ownership, ensuring timely submissions and avoiding costly penalties. At Funds-Axis, we offer comprehensive automated shareholder disclosure monitoring solutions that help firms stay compliant across 80+ jurisdictions. 𝗪𝗮𝗻𝘁 𝘁𝗼 𝗹𝗲𝗮𝗿𝗻 𝗺𝗼𝗿𝗲? Read our full blog for insights and a detailed breakdown of the SEC’s action: https://lnkd.in/eQqXPR53 #ShareholderDisclosure #SECRegulation #RegTech #Compliance #InvestmentCompliance #FinancialServices #BeneficialOwnership #FundsManagement #RiskManagement #CorporateGovernance #FundsAxis

There has perhaps never been as strong a degree of regulatory scrutiny around how financial institutions validate the price of assets held in a fund. While there is some crossover across jurisdictions, getting to grips with an increasingly complex regulatory landscape imparts significant strain on resources, particularly for those firms with regionally inconsistent, legacy based systems and processes. https://ow.ly/EnzW50Spl2p Click here to read Bob Proctor's, Head of Product - Oversight and Control at Milestone Group, take in Thomson Reuters Regulatory Intelligence on how firms can best use technology to solve for a consistent, timely, and auditable fair valuation process, beginning today. #FairValueRegulation #RegTech #FinTech #AssetValuationSolutions #Oversight

See how compliance missteps cost Merrill Lynch big, a whopping $42 million in settlement. Key insights for your business. Learn how to stay compliant: https://zurl.co/Wnmtd #MerrillLynch #SECs #Compliance #StartupSuccess #LegalMatters #CompanyCompliance #LegalCompliance

Our next newsletter will take a closer look at valuing digital assets in an insolvency claim and on the theme of technology, this article highlighting some of the biggest risks from technology that we will be facing by 2040 struck a chord. Read more here: https://bit.ly/3YICug3 #insolvencyfirm #newsletter #technologyrisks

While many firms faced low demand over the last couple of years, 2024 results present a more optimistic picture, with Q3 setting a new high-water mark in demand growth for the year. Additionally, firms invested in technology at a record pace, helping them to identify efficiencies and control costs. Join the Thomson Reuters Institute at #TRIC224 as we discuss the state of the US #LegalMarket: https://gag.gl/5qQmmt #TRIEvents #TRInstitute

We're on a mission to modernize they way bankers and investors manage due diligence. We want to hear from all bankers, Analyst through MD, on what causes the most frustration and process delays during diligence. Take our brief survey at the link below, or message us directly with any feedback you have. https://lnkd.in/gGSHAaxF #MergersAndAcquisitions #DueDiligence #Workflow #DealTech

While many firms faced low demand over the last couple of years, 2024 results present a more optimistic picture, with Q3 setting a new high-water mark in demand growth for the year. Additionally, firms invested in technology at a record pace, helping them to identify efficiencies and control costs. Join the Thomson Reuters Institute at #TRIC224 as we discuss the state of the US #LegalMarket: https://gag.gl/5qQmmt #TRIEvents #TRInstitute

Navigating the current compliance landscape presents new challenges for private equity firms. One thing is clear: a culture of proactive compliance is essential for firms to thrive in this regulatory climate. Proactive compliance requires a shift from handling issues as they arise to anticipating them. By using Ontra’s Insight, firms can centralize their compliance data, automate workflows, and streamline the monitoring of obligations. This reduces reliance on manual, error-prone processes and fosters a culture that values forward-thinking and preparedness. Learn more: https://lnkd.in/gtkpKpZ6 #compliance #SEC #PrivateEquity