Staying ahead of evolving regulations and reporting deadlines can be time consuming. You're not alone! Our comprehensive global reporting solution helps fund managers navigate the complexities of a wide range of reporting requirements across global jurisdictions. We help automate and streamline the reporting process, aggregating data across various sources, performing data validation, and preparing filings. Let our compliance experts handle the complexities so you can focus on what matters most: generating returns. Learn more about our Regulatory Reporting & Compliance solution here: https://lnkd.in/gcQEUf7j #regtech #compliance #efficiency
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The regulatory landscape requires board members to have knowledge of the most pressing compliance topics. With insights from #YPRClients, CUES highlights several regulatory topics in “A Culture of Compliance.” In this article, our clients offer additional insights on regulations to watch. Check it out! https://hubs.la/Q02zrwYb0 #compliance #regtech #creditunion #fintech
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Expert in General Ledger Reconciliations, Compliance & Business Analysis | Instrumental in streamlining Retail Banking procedures to increase efficiency
🌐 **Navigating the Compliance Maze with RegTech** 🌐 Regulatory Technology (RegTech) is rapidly transforming how asset management firms tackle compliance. But how exactly are these innovators integrating advanced tools to streamline their regulatory processes? 🤔 As the landscape evolves with ever-increasing regulatory demands, what hurdles do you think firms will face in adopting these tech solutions? 📈 Let's discuss the future of compliance in finance—share your insights and experiences below! 👇 #RegTech #Compliance #AssetManagement #Innovation
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By automating and streamlining compliance processes, financial institutions can ensure timely, accurate reporting, fostering efficiency and staying ahead in the dynamic landscape of regulatory requirements. #regtech #fintech #compliance
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Your business is booming! Orders are pouring in, new markets are opening up, and your team is expanding at lightning speed. But amidst this exciting growth is compliance complexity. Invest in a platform that supports your growth and empowers you to conquer compliance with ease. Know more: https://lnkd.in/g7x5KWgf #AMLKYC #FinancialCrime #Compliance #RegulatoryCompliance #RiskManagement #FraudDetection #FraudPrevention #amlcompliance #RegTech #FinancialServices #SAMCorporate
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Thought for the day: Bridging finance and law, regulatory technology (RegTech) is revolutionizing compliance. As we innovate, RegTech ensures we stay ahead of regulations, making the financial sector safer and more efficient. ___________________________________________ #RegTech #Finance #LegalIndustry #Compliance #Innovation #FutureReady #IndustryInsight
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For US advisors, navigating the compliance maze can be like walking a tightrope. Adapting to new regulations is crucial for client trust, but complexity can overwhelm growth-challenged firms. Our latest whitepaper explores the power of rebalancing and trading technology in empowering RIAs to streamline workflows and achieve compliance efficiently. Download it to: ➡️ Understand the challenges RIAs face in a constantly evolving regulatory environment ➡️ Explore how rebalancing and trading technology can address compliance obstacles ➡️ Learn about the key ways technology empowers RIAs to reduce risk and refocus their time ➡️ Gain insights into choosing the right technology partner for your firm's needs Download the whitepaper now and discover how to achieve and exceed compliance standards: https://okt.to/mVfdlN #Rebalancing #Compliance #RIAs
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Get the most out of your compliance program! Join FinTech Global's webinar where our Chief Product Officer David Bliss will share industry insights and practical tactics for benchmarking your compliance program. This webinar will cover: ✅ What KPIs firms should consider in assessing the effectiveness of their compliance programs ✅ How firms can leverage industry benchmarks to identify areas for improvement ✅ How you can adapt your firm's compliance strategies to keep up with the evolving regulatory landscape ✅ Common challenges firms are facing when benchmarking their compliance program against peers ✅ And much more FinTech Global #RSVPnow #NewComplianceWebinar RSVP today: https://lnkd.in/eD6zBCvc
Unlocking Compliance Excellence: Benchmarking Tactics and Proactive Strategies
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Question for my network: Are any major players in the compliance automation space still receiving new rounds of funding? I think I've noticed a slowdown in new rounds but I'm curious if I'm just uninformed. In general, I know VCs are being more cautious about investments but I figured compliance automation would be one of those spaces where the money would continue flowing. Especially given how they've taken the industry by storm in the last couple years. Let me know your thoughts! #complianceautomation #GRC #securitycompliance
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Founder and CE at Model Office #AI #RegTech, Director Engage Insight, The Science of Compliance Podcast host. Author of Winning Client Trust and Culture Coding; Harnessing Tech, AI & Behavioural Science to empower biz
The latest FCA Dear CEO letter underscores the importance of data analytics for adviser firms to demonstrate governance, risk, and compliance. In my latest Professional Adviser article, I highlight the critical role of RegTech in offering a robust audit trail and acting as a vital third line of defence for advice firms in today's regulatory landscape. #FCA #RegTech #Compliance #DataAnalytics
RegTech and FCA directives: Enhancing a data-led approach for adviser firms
professionaladviser.com
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