MarketAxess Post-Trade’s Post

ESMA and FCA updates are reshaping EMS/OMS compliance. MarketAxess Post-Trade offers tailored MiFIR solutions for the UK and EU. Seamlessly integrate, access real-time data across 15+ venues. Explore how we can guide your compliance journey: https://okt.to/dA92gj #MiFIR #RegulatoryCompliance

Following recent industry disruption, ISLA is pleased to announce the publication of new SFTR Historical Reporting to our website. The reporting has been developed in collaboration with ICMA - International Capital Market Association, with support from members of ISLA’s Regulatory Reporting Working Group, led by Tony Holland. The Historical Reporting Scenario resource is particularly impactful as it contains fully annotated diagrams clearly illustrating seven historical reporting scenarios through this period to allow members to visualise what 'action types' are required, along with their impacts. To access further Historical Reporting resources click here: https://lnkd.in/dZXv6uwZ Additionally, to access further updates on Historical Reporting and other SFTR topics, please join our Regulatory Reporting Working Group here: https://lnkd.in/dfkc62tz #ISLAEMEA #SFTR #securitieslending #securitiesfinance #regulatoryreporting

Looking to stay on top of regulatory change for the year ahead? Check out our latest calendar.

The regulatory environment changes never stop; this year is no different. While we are at the forefront of identifying tomorrow's topics and ensuring that we take adequate proactive actions, we also put our clients first and make sure to share our findings and insights. The regulatory calendar has been a cornerstone for keeping our clients informed on critical regulatory dates and events. This digital, user-friendly, easy-access tool is here for our clients to consult whenever they need a quick reminder or check on essential dates. #regulatoryaffairs #regulatorycompliance #regulation #RBC #rbcis #regulations2024

Stay up to date with all things IQ-EQ and industry focused! Sign up to our tailored insights, including sector trends and regulatory updates. Click here now: https://ow.ly/z0qB50Qfp97 #oneiqeq #fundassetmanagers #privateinstitutional #assetowners #debtcapitalmarketscorporate

Gambling Operators: Are you ready for the High Stakes change? 🚀 Download our paper on the pending regulatory change, offering our perspective and advice on the journey ahead🚀 https://hubs.li/Q02yMQ2J0 #BusinessTransformation #RegulatoryAgility #TechModernisation #GrowthStrategies #GamblingIndustry #BusinessLeaders #CasinoIndustry #HighStakes #ComplianceChange #RegulatoryChange #BusinessChange

New Event Posted! Don't miss ISDA's virtual conference on Regulatory Reporting: Global Re-writes, Harmonization and Digitization on June 6th. Details here: https://lnkd.in/evzjH66A Program Topics Include: • EMIR Refit – EU Review and Looking Toward UK Reporting • Reporting Accuracy and Global Harmonization • Digital Regulatory Reporting (DRR) Using the Common Domain Model (CDM) – The Growing Digital Solution for Global Reporting

AIFMD II Delegation and Tied Agents The text of #AIFMD II has now been published. AIFMD II will enter into force by mid-April 2024. Member states across #Europe have nearly two years to prepare for the implementation of the directive. Success of the first iteration of AIFMD is undoubted. The #AIFs market in Europe touched nearly seven trillion by the end of 2022 and provided at least 250 billion to local businesses and enterprises. AIFMD has proven to be the one of the most successful tools under the #CapitalMarketUnion to finance European #enterprises. The new rules on AIFMD II delegation relative to the #marketing and distributor function are the ones receiving less attention. We believe that the introduction of the #MiFID and IDD delegation exemptions will have a significant impact on cross-border European distribution dynamics going forward. It would not be entirely surprising to see that, as a consequence of the new reporting requirements under AIFMD II, certain delegation arrangements in vogue for many years now become suddenly no longer fashionable. That is delegation to non-European entities of the role of #globaldistributors of European funds or sub-delegation of the marketing and distribution function to entities whose business model is based entirely on #reversesolicitation, for the lack of a European local license. It is legitimate to ask whether these rules will support – unintendedly or not - the growth of the #TiedAgent Model in Europe. _ Don't miss the latest news on European fund distribution: https://smpl.is/9525j

Scanning the Regulatory horizon in 2024 and beyond? Check out our updated Regulatory Calendar!

Highly recommend this if you’re wondering how to start with #CDM and how to sell it internally at your firm