Our Latest Top 3 Must-Read Smarsh Blogs

If you aren't subscribed to the Smarsh blog, then you're missing out. Our readers are consistently informed on the most important trends and industry news, helping them navigate the evolving regulatory landscape to stay ahead of risk.

Here are the top three blogs that you should read to catch up. ⬇️

1. Regulatory Alert: SEC Targets Its Own Staff's Text Messaging

If you didn't already catch our regulatory alert, discover the answers to some common burning questions about why the SEC targeted its own staff for text messages:

• How will the SEC’s ban on third-party apps and text messaging affect your organization?
• What steps can you take to ensure compliance while maintaining productivity?
• Are there alternative tools and strategies to manage off-channel communication risks?

Read the full story to get answers to these questions.

2. CTFC AI Day: Responsible AI Governance in Financial Services

Get answers to important questions about the rise of generative artificial intelligence in financial services, and the need for firms to implement responsible AI governance:

• Why is data quality essential for responsible AI in finance?
• What are the key types of AI governance recommended by the CFTC?
• How does human oversight complement AI in financial services?

Read the full story to get answers to these questions.

3. Digital Communication Preservation: Highlights of the DOJ and FTC's Imperative Guidance

The DOJ and FTC have emphasized the critical importance of preserving digital communications, which has sparked many questions and concerns across regulated industries. We cover three big ones in our blog:

• How are the DOJ and FTC updating legal processes for digital communications?
• What are the specific preservation expectations for companies using collaboration platforms or ephemeral messaging apps?
• What solutions can help manage the challenges of digital records preservation?

Read the full story to get answers to these questions.

4. Special Mention (Because it's just that good): Off-Channel Communications: Exploring Impact and Emerging Best Practices

Are you aware of the emerging best practices for firms looking to prevent the risks of off-channel communications? If not, you won't miss out on these exclusive insights for your firm. Check out our e-book here.