Australian Compliance Institute

Don't miss the Privacy Discussion Group on 13 November! This meeting will cover AI and the role of Privacy and Compliance in supporting initiatives and managing risks. Register Free > https://ow.ly/N1XB50SnXnc This member only discussion group will be Chaired by Jamie Kelly, ACI Director. Be part of the discussion. #australiancomplianceinstitute #privacy #compliance #ai #managingrisks

Don't miss the next Spotlight Series Webinar on 28 October! Topic: RG 271 Complaints Management requirements and enforcement Member Only, Register Free > https://ow.ly/52fM50TzASG Presenter: Kevin Minster, Regulatory Compliance Manager, JBWere Facilitator: Linda Sandwell, Head of Compliance JBWere | ACI Board member Join Kevin and Linda in a discussion about: - Complaints management - Encompassing practical approaches to meeting ASIC’s Regulatory Guide 271 - Value extraction and systemic analysis - Why wholesale complaint management matters just as much as retail complaints - Considerations for disputes which have reached AFCA In doing so, we invite members outside the financial services sector to attend to consider how best to extract commercial value from complaints and manage relationships with complainants. Kevin Minster Kevin is an experienced financial services compliance professional, with in depth experience in complaints management – both with AFS licensees, and as a Systemic Issues Case Manager with the Australian Financial Complaints Authority. Before working in compliance Kevin worked as an adviser, allowing a deep understanding of client relationships. Linda Sandwell Linda is an experienced Compliance, Governance, Regulatory and Risk professional with 25+ years’ experience. Currently the Head of Compliance for JBWere Australia, Linda has extensive consulting experience (privately and with KPMG) working with entities of varying sizes and complexity across industries such as financial services, mining, oil and gas, health, education and retail. Linda previously spent 13 years a regulator with ASIC, providing strategic leadership and performing regulatory functions in Financial Services and Capital Markets/Corporate Finance. #australiancomplianceinstitute #spotlightseries #rg271 #complaintsmangementrequirements #complaintsmangement

Don't miss the next FAR Discussion Group on 30 October! Register Free > https://ow.ly/GkJW50S6lCR This member only discussion group will be Chaired by Liz Moylan, ACI Director. Be part of the discussion. #australiancomplianceinstitute #far #compliance

The next Compliance & Risk 101 is 11 and 12 November! The Compliance & Risk 101 course is designed to equip you with the essentials if you’re just starting your journey in a compliance role or if your responsibilities in this area are growing. The course will help you understand the fundamentals of compliance and risk functions and you will acquire skills that can be immediately applied in your workplace.   Register Today > https://ow.ly/1ssf50TNcYR Why enrol? - Compliance is part of your role, but you are uncertain about what "Compliance" actually is? Are you unsure of the responsibilities of your role and how compliance and risk fits within your organisation? - Do you want to find out about the Australian and New Zealand Standard for Compliance (ISO 37301: 2021) and how to best use it? - Do you want to find out what the new International Standard for Risk Management (ISO 31000: 2018) is and how to best use it? - Do you want to know how risk management works within your organisation? - Do you want to find out more about corporate governance in organisations? - Do you work closely with risk management or have risk management as part of your role but are uncertain about some of the terminology used? Topics Covered - Role of the Compliance Officer: Responsibilities, relationships and fit in an organisation. - The Australian/New Zealand Standard (ISO 37301: 2021) for Compliance: What it is and how to use it. - Legal Issues for Compliance Professionals: When to get advice and what to do with it. - Understanding Corporate Governance: How its quality can affect an organisation. - The Role of Risk Management: How it can work in organisations. - The International Standard for Risk Management (ISO31000: 2018): What it is and how to use it. - Understanding terminology & references used in risk management. - Reporting and Risk Management: Who, what, when, how.   Please note: there is no pre-reading required for this course. #australiancomplianceinstitute #compliance #riskmanagement #iso31000 #iso37301

Certificate IV in Compliance and Risk - Register by 22 October! Register > https://ow.ly/gSVP50TyuiP The 10964NAT Certificate IV in Compliance and Risk Management will equip GRC Professionals with the core skills they need to meet the demands of an increasingly complex regulatory environment. For those tasked with creating and implementing compliance frameworks in their organisations as part of or all of their responsibilities, this course gives you the core skills and knowledge in this specialised business area. The principles-based course is designed to provide governance, risk and compliance practitioners the skills and knowledge to implement and maintain an effective compliance program across any industry or sector using the professional standards as a benchmark. Why enrol? The 10964NAT Certificate IV in Compliance and Risk Management is a nationally accredited course that delivers up-to-date compliance, risk and governance content and the practical skills required to develop, implement and manage a compliance program. It is also a unique opportunity to strengthen personal networking with like-minded professionals. Award Students will be awarded the 10964NAT Certificate IV in Compliance & Risk Management, a nationally recognised qualification. RTO ID: 91640 #australiancomplianceinstitute #certificateiv #10964nat #compliancecourse #compliancerisk #compliance #complianceprofessional #nationallyrecognisedqualification

Did you miss our 2024 Annual Conference? Then find out the key themes and learnings from the day > https://ow.ly/EmgU50TKpOX The theme was ‘Building the Future for Compliance Professionals’ which primarily focused on upcoming challenges, regulatory trends and how the compliance industry should position itself in the future. We hope to see you in 2025! #australiancomplianceinstitute #compliance #complianceprofessionals

AML & CTF Skill Set - New date will be scheduled for 2025 The FNSSS00010 Anti-Money Laundering and Counter Terrorism Financing Skill Set is a nationally recognised qualification and with our tailored content, will deliver a comprehensive understanding of the anti-money laundering and financial crime space to enable you to begin your professional journey as an AML and Financial Crime Compliance Professional, or to equip you as a Responsible Manager or key first line staff member to understand the global mapping of AML/CTF requirements, with a concentration on the specific Australian environment in that international framework. #australiancomplianceinstitute #aml #ctf #compliance #financialcrime #amlcourse #nationallyrecognisedqualification

The Next Member Only Spotlight Series Webinar is 28 October! Topic: RG 271 Complaints Management requirements and enforcement Register Free > https://ow.ly/52fM50TzASG Presenter: Kevin Minster, Regulatory Compliance Manager, JBWere Facilitator: Linda Sandwell, Head of Compliance JBWere | ACI Board member Join Kevin and Linda in a discussion about: - Complaints management - Encompassing practical approaches to meeting ASIC’s Regulatory Guide 271 - Value extraction and systemic analysis - Why wholesale complaint management matters just as much as retail complaints - Considerations for disputes which have reached AFCA In doing so, we invite members outside the financial services sector to attend to consider how best to extract commercial value from complaints and manage relationships with complainants. Kevin Minster Kevin is an experienced financial services compliance professional, with in depth experience in complaints management – both with AFS licensees, and as a Systemic Issues Case Manager with the Australian Financial Complaints Authority. Before working in compliance Kevin worked as an adviser, allowing a deep understanding of client relationships. Linda Sandwell Linda is an experienced Compliance, Governance, Regulatory and Risk professional with 25+ years’ experience. Currently the Head of Compliance for JBWere Australia, Linda has extensive consulting experience (privately and with KPMG) working with entities of varying sizes and complexity across industries such as financial services, mining, oil and gas, health, education and retail. Linda previously spent 13 years a regulator with ASIC, providing strategic leadership and performing regulatory functions in Financial Services and Capital Markets/Corporate Finance. #australiancomplianceinstitute #spotlightseries #rg271 #complaintsmangementrequirements #complaintsmangement

Get a Nationally Recognised Qualification in Compliance and Risk Management Register > https://ow.ly/gSVP50TyuiP The 10964NAT Certificate IV in Compliance and Risk Management will equip GRC Professionals with the core skills they need to meet the demands of an increasingly complex regulatory environment. For those tasked with creating and implementing compliance frameworks in their organisations as part of or all of their responsibilities, this course gives you the core skills and knowledge in this specialised business area. The principles-based course is designed to provide governance, risk and compliance practitioners the skills and knowledge to implement and maintain an effective compliance program across any industry or sector using the professional standards as a benchmark. Why enrol? The 10964NAT Certificate IV in Compliance and Risk Management is a nationally accredited course that delivers up-to-date compliance, risk and governance content and the practical skills required to develop, implement and manage a compliance program. It is also a unique opportunity to strengthen personal networking with like-minded professionals. Award Students will be awarded the 10964NAT Certificate IV in Compliance & Risk Management, a nationally recognised qualification. RTO ID: 91640 #australiancomplianceinstitute #certificateiv #10964nat #compliancecourse #compliancerisk #compliance #complianceprofessional #nationallyrecognisedqualification

AML & CTF Skill Set - 10 - 11 October! The FNSSS00010 Anti-Money Laundering and Counter Terrorism Financing Skill Set is a nationally recognised qualification and with our tailored content, will deliver a comprehensive understanding of the anti-money laundering and financial crime space to enable you to begin your professional journey as an AML and Financial Crime Compliance Professional, or to equip you as a Responsible Manager or key first line staff member to understand the global mapping of AML/CTF requirements, with a concentration on the specific Australian environment in that international framework. Find out more and register > https://ow.ly/HcOc50TuRXq #australiancomplianceinstitute #aml #ctf #compliance #financialcrime #amlcourse #nationallyrecognisedqualification