Throughout its history, MGL has helped clients deal with growing regulatory and compliance issues. The company's comprehensive set of products and services along with special expertise and experience have provided clients with added value and an option to building internal staff. Today, the firm helps clients minimize regulatory threats and capitalize on business opportunities with ongoing compliance services, Professional Development programs, and consulting services covering a wide spectrum of managerial, financial, regulatory and business expansion challenges.
As a full service consulting firm with a broad array of clients both domestically and internationally, MGL plays a leadership role in the industry. Throughout its history, the firm has provided compliance services to more than 1,200 different clients with specialized expertise in legal, compliance, regulatory, operations and accounting disciplines.
With a proven track record, a team of unmatched professionals and a diversified practice, MGL is well positioned for future growth. "Our mission in the future is to be the preferred third-party provider of compliance services and business solutions that protect, enhance and contribute to the growth of our clients in the financial services industry."
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Industry
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Financial Services
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Company size
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11-50 employees
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Headquarters
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The Woodlands, Texas
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Type
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Privately Held
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Founded
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1984
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Specialties
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Broker/Dealer Regulation, Litigation Support, Investment Advisor Regulation, Trading and Sales Practice Reviews, International Broker/Dealer Compliance Issues, Professional Development, and Regulatory Risk Management
