Troutman Pepper’s Post

I've spoken to several clients who are closely analyzing their counterparties and investments with potential impacts from the Basel III Endgame. Check out our upcoming webinar next Wednesday the 13th to learn more about capital and strategic implications. https://lnkd.in/eBDm9n9P

Excited to share - What are 3 key regulatory drivers for the U.S. Securities and Exchange Commission in 2024? Check out this recent article from Brown Brothers Harriman that features my insights on information security & operational resiliency, emerging financial tech, and AML programs. Thank you to Brown Brothers Harriman and Adrian Whelan (He/Him) for the call-out.

Join us today at the World Bank Justice and the Rule of Law Global Forum's Panel on Leveraging the Power of Data. Because remember: those who are not counted do not count. @WBG_Gov #JusticeandLawForum2024 .

Highly recommended reading for my regulatory network: Stay informed about the global impact of Basel IV on various industries. The Basel IV framework marks a pivotal advancement in global banking regulation, emphasising enhanced resilience through stricter capital, leverage, and liquidity requirements. Capital regulations like Basel IV are designed to ensure banks remain strong over time and can continue lending money, even during economic downturns. Give this a read to make sure you are aware of how the new implementations create a resilient banking system that can support the economy consistently. The regulatory market is forever changing, so make sure you keep up to date! I specialise in recruiting for all things Regulatory Reporting, so get in touch if you are actively looking for a new role or if you are looking for new talent in your team! #hiring #Basel4 #RegulatoryReporting #EconomicChanges #RegulatoryChange #Capital #Liquidity

The intro of Basel IV represents a significant milestone in global banking regulation, aimed at enhancing resilience in the wake of financial crises. This framework introduces stricter capital requirements and emphasises risk sensitivity, presenting challenges and opportunities for banks across the globe. As implementation timelines vary across jurisdictions, international cooperation is crucial for achieving a harmonised financial ecosystem 💪 Check out the latest Suade Labs whitepaper with contributions from some fantastic regulatory experts.

In this BusinessTech interview with Michael Avery, Head of Securities, Wendy Myers unpacks how investors should handle market volatility when it strikes, emphasising the importance of not panicking. Watch the full interview here. https://lnkd.in/dD6PHdqY

Research budgets have risen by 15% in the US and 4% in Europe as a proportion of AUM, according to our friends over at Substantive Research Ltd. It's the first time budgets have gone up since MiFID II. Get the details in their article: https://okt.to/gwl4G1

It’s been 15 years since the global financial crisis, a seminal moment for the derivatives market which made the entire industry re-evaluate its regulatory oversight. In an article for Traders Magazine, John Pucciarelli and Mark Demo reflect on what went right, what could have gone better, and most importantly, what can still be done to provide financial institutions more protections in the current trading environment. To read their full thoughts on how market participants, industry groups and regulators collaborated to achieve standardization, check out their full article here: https://hubs.la/Q02bDkYL0 #FinancialCrisis #DerivativesMarket #RegulatoryOversight #GlobalFinancialCrisis

It was a pleasure to join Jessica Menton & Paul Sweeney on Bloomberg News to debate what's next for private credit & opportunities from "de-banking" The regional bank turmoil and Fed's Basel end-game proposals are both nudging banks to shed assets. For instance the Fed proposals imply a 35% increase in capital for US investment/corporate banking divisions - prior to much hoped for recalibration. And regional banks are still drawing down $120bn of BTFP, the special bank funding scheme, which is due to expire in 3 months We discussed how much the shift to private credit underscores just how much the market structure of finance is changing. (More in my recent FT oped) Watch the full interview where we delve into the risks and opportunities here: 👇 Bloomberg #privatecredit #banking #economy #finance https://lnkd.in/egc8pzKS

How about a deep dive into giant OTC derivatives and collateral scams? Hester Bais, lawyer and whistleblower, author of “Worst bank scenario”, is due to present her book and discuss the matter with the British Transparency Task Force (TTF) on Tuesday, march 26 2024. No doubt, victims, witnesses and markets professionals will participate. It is important that representatives of trade bodies, regulators and supervisors acting over the OTC derivatives markets also join, use this informal link with stakeholders and discuss policy and regulatory actions to halt these scams that account for hundreds on billions $. Link to register for tomorrow’s discussion: https://lnkd.in/gYzB8sTs I urge representatives from ISDA, ESMA, ECB, Basel Committee, among others, to join the discussion, have an insight on the industry’s malpractices and contribute to fix them. #risk #regulation #derivatives #fraud #scam